Balyasny Asset Management (UK) LLP

• Principal Place of Business

  Balyasny Asset Management UK LLP

  23 King Street

  London

  Westminster

  SW1Y 6QY

  UNITED KINGDOM

  Phone

  +4402071490000

  Web

  https://www.bamfunds.com

• Complaints Contact

  Balyasny Asset Management UK LLP

  23 King Street

  London

  Westminster

  SW1Y 6QY

  UNITED KINGDOM

  Phone

  +4402071490000

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• JUSTIN KEW

  IRN JXK00220

  • [FCA CF] Client dealing (21 Jan 2022 to 10 Jun 2025)
• Jack Egan

  IRN JXE00156

  • [FCA CF] Client dealing (1 Mar 2025 to 9 Apr 2025)
• Jack Mitchell Martin

  IRN JMM01409

  • [FCA CF] Client dealing (since 26 May 2023)
• Jack Montgomery

  IRN JXM40534

  • [FCA CF] Client dealing (since 6 Mar 2026)
• Jack Satt

  IRN JXS03841

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Apr 2023)
  • [FCA CF] Material risk taker (since 18 Apr 2023)
  • SMF16 Compliance Oversight (since 18 Apr 2023)
• Jack Tsi Yiak

  IRN TJY01009

  • CF30 Customer (24 Dec 2008 to 18 Dec 2009)
  • CF4 Partner (24 Dec 2008 to 18 Dec 2009)
• Jaime Kennedy Brandwood

  IRN JKB01048

  • [FCA CF] Manager of certification employee (19 Mar 2021 to 16 Nov 2022)
  • [FCA CF] Client dealing (9 Mar 2021 to 16 Nov 2022)
  • CF30 Customer (19 Aug 2019 to 8 Dec 2019)
• Jake Vincent

  IRN JXV01136

  • CF30 Customer (16 Mar 2015 to 4 Oct 2016)
• James Armstrong

  IRN JIA01022

  • [FCA CF] Client dealing (since 22 Sep 2025)
• James Dirk Martyn Ter Haar

  IRN JDT01053

  • [FCA CF] Manager of certification employee (since 7 Feb 2022)
  • [FCA CF] Client dealing (since 29 Jun 2020)

No changes recorded yet.