James Dirk Martyn Ter Haar

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Balyasny Asset Management (UK) LLP
FRN 403302
- [FCA CF] Manager of certification employee (since 7 Feb 2022)
- [FCA CF] Client dealing (since 29 Jun 2020)
ExodusPoint Capital Management UK, LLP (no longer approved here)
FRN 828549
- [FCA CF] Client dealing (9 Dec 2019 to 20 Mar 2020)
- CF4 Partner (1 Jul 2019 to 9 Dec 2019)
- CF30 Customer (18 Jan 2019 to 8 Dec 2019)
Mirabella Financial Services LLP (no longer approved here)
FRN 415559
- CF30 Customer (8 Aug 2018 to 11 Mar 2019)
Millennium Capital Partners LLP (no longer approved here)
FRN 439327
- CF30 Customer (2 Sep 2014 to 1 Mar 2017)
Caxton Associates LLP (no longer approved here)
FRN 504390
- CF30 Customer (2 Dec 2009 to 11 May 2011)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF21 Investment Adviser (20 Jul 2005 to 16 Apr 2007)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF21 Investment Adviser (29 Oct 2002 to 10 Jun 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.