Baillie Gifford Overseas Limited

• Principal Place of Business

  Calton Square

  1 Greenside Row

  Edinburgh

  Midlothian

  EH1 3AN

  UNITED KINGDOM

  Phone

  +441312752000

  Web

  https://www.bailliegifford.com

• Complaints Contact

  Calton Square

  1 Greenside Row

  Edinburgh

  Midlothian

  EH1 3AN

  UNITED KINGDOM

  Phone

  +441312752000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Limited to advisory-only activities.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Limited to sub-underwriting on behalf of a customer and in carrying on such activities to the specified investment type "share", "debenture", "government and public security", "warrant", "certificate representing certain security", "unit" and "right to or interest in investments - security", (when the latter is associated with these specified investments).
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to stocklending activities and in carrying on such activities to the securities listed other than "stakeholder pension scheme" and "rights to or interests in investments - security", (when the latter is associated with these specified investments).

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Andrew Ponder

  IRN AXP00681

  • [FCA CF] Client dealing (18 Sep 2022 to 1 May 2023)
• Andrew Stuart MacKirdy

  IRN ASM01055

  • CF30 Customer (4 Nov 2008 to 7 Aug 2009)
  • CF27 Investment Management (1 Dec 2001 to 29 Jan 2005)
• Andrew Thomas Strathdee

  IRN ATS01017

  • CF30 Customer (1 Nov 2007 to 3 Jun 2019)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Andrew William James Robertson

  IRN AXR00142

  • [FCA CF] Manager of certification employee (14 Dec 2020 to 1 May 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 1 May 2023)
• Andrés Miguel Faia

  IRN AMF01158

  • [FCA CF] Manager of certification employee (3 Mar 2021 to 31 Jan 2026)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2026)
  • CF30 Customer (25 Jul 2016 to 8 Dec 2019)
• Angela Geddes

  IRN AXG00148

  • [FCA CF] Material risk taker (since 1 Apr 2026)
  • [FCA CF] Significant management (since 1 Apr 2026)
  • [FCA CF] Manager of certification employee (since 1 Jul 2024)
  • [FCA CF] Client dealing (since 1 Jul 2024)
• Angus John Franklin

  IRN AJF01074

  • [FCA CF] Manager of certification employee (7 Sep 2020 to 30 Apr 2022)
  • SMF7 Group Entity Senior Manager (21 Apr 2020 to 7 Sep 2020)
  • [FCA CF] Material risk taker (9 Dec 2019 to 5 Apr 2022)
  • [FCA CF] Significant management (9 Dec 2019 to 5 Apr 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2022)
  • CF29 Significant management (29 May 2015 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Angus Neil George Macdonald

  IRN ANM01009

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 7 Jun 2021)
  • CF1 Director (AR) (22 Dec 2015 to 7 Jun 2021)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Jun 2015)
  • CF10 Compliance Oversight (1 Dec 2001 to 22 Sep 2004)
• Anika Penn

  IRN AXP00479

  • [FCA CF] Client dealing (17 Aug 2021 to 18 Nov 2022)
• Anja Maria Balfour

  IRN AMB01093

  • CF27 Investment Management (1 Dec 2001 to 11 Sep 2004)

• Baillie Gifford Investment Management (Europe) Limited

  FRN 830612 · Appointed 11 Jan 2019

• Baillie Gifford Funds Services LLC

  FRN 658926 · Appointed 9 Dec 2014

• Baillie Gifford Asia (Hong Kong) Limited (no longer appointed)

  FRN 728348 · Appointed 8 Dec 2015 · Until 31 Jul 2025

No changes recorded yet.