Baillie Gifford & Co

• Principal Place of Business

  Calton Square

  1 Greenside Row

  Edinburgh

  Midlothian

  EH1 3AN

  UNITED KINGDOM

  Phone

  +441312752000

  Web

  https://www.bailliegifford.com

• Complaints Contact

  Calton Square

  1 Greenside Row

  Edinburgh

  Midlothian

  EH1 3AN

  UNITED KINGDOM

  Phone

  +441312752000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Limited to investment management activities for the specified customer types.
  • · Limited to advisory-only activities.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 5 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Limited to collective investment scheme administration activities and in carrying on such activities to the specified investment type "unit" and "rights to or interests in investment - security", when the latter is associated with this specified investment).
  • · Limited to sub-underwriting on behalf of a customer and in carrying on such activities to the specified investment type "share", "debenture", "government and public security", "warrant", "certificate representing certain security", "unit" and "right to or interest in investments - security", (when the latter is associated with these specified investments).
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to stocklending activities and in carrying on such activities to the securities listed other than "stakeholder pension scheme" and "rights to or interests in investments - security", (when the latter is associated with these specified investments).

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Andrew James Telfer

  IRN AJT01079

  • SMF10 Chair of the Risk Committee (18 Mar 2020 to 9 Jan 2024)
  • SMF12 Chair of the Remuneration Committee (18 Mar 2020 to 11 Mar 2025)
  • SMF27 Partner (9 Dec 2019 to 31 Mar 2025)
  • SMF1 Chief Executive (9 Dec 2019 to 19 Mar 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2025)
  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2025)
  • CF3 Chief Executive (1 May 2012 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (31 Oct 2006 to 31 Oct 2007)
  • CF4 Partner (13 Feb 2002 to 8 Dec 2019)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2006)
• Andrew John Forbes Brown

  IRN AJB01648

  • [FCA CF] Manager of certification employee (since 28 Sep 2020)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (17 Apr 2008 to 8 Dec 2019)
• Andrew Keiller

  IRN AJK01215

  • [FCA CF] Manager of certification employee (since 1 Apr 2025)
  • [FCA CF] Material risk taker (since 1 May 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF27 Partner (1 May 2023 to 31 Mar 2025)
  • [FCA CF] Manager of certification employee (8 Mar 2022 to 30 Apr 2023)
  • CF30 Customer (26 Apr 2016 to 8 Dec 2019)
• Andrew Neil Altink

  IRN ANA01003

  • CF30 Customer (7 Jul 2009 to 31 May 2016)
• Andrew Ponder

  IRN AXP00681

  • [FCA CF] Client dealing (18 Sep 2022 to 1 May 2023)
• Andrew Stuart MacKirdy

  IRN ASM01055

  • CF30 Customer (4 Nov 2008 to 7 Aug 2009)
  • CF27 Investment Management (1 Dec 2001 to 29 Jan 2005)
• Andrew Thomas Strathdee

  IRN ATS01017

  • CF30 Customer (1 Nov 2007 to 3 Jun 2019)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Andrew William James Robertson

  IRN AXR00142

  • [FCA CF] Manager of certification employee (14 Dec 2020 to 1 May 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 1 May 2023)
• Andrés Miguel Faia

  IRN AMF01158

  • [FCA CF] Manager of certification employee (3 Mar 2021 to 31 Jan 2026)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2026)
  • CF30 Customer (25 Jul 2016 to 8 Dec 2019)
• Angela Geddes

  IRN AXG00148

  • [FCA CF] Material risk taker (since 1 Apr 2026)
  • [FCA CF] Significant management (since 1 Apr 2026)
  • [FCA CF] Client dealing (since 1 Jul 2024)
  • [FCA CF] Manager of certification employee (since 1 Jul 2024)

No changes recorded yet.