Baillie Gifford & Co

• Principal Place of Business

  Calton Square

  1 Greenside Row

  Edinburgh

  Midlothian

  EH1 3AN

  UNITED KINGDOM

  Phone

  +441312752000

  Web

  https://www.bailliegifford.com

• Complaints Contact

  Calton Square

  1 Greenside Row

  Edinburgh

  Midlothian

  EH1 3AN

  UNITED KINGDOM

  Phone

  +441312752000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Limited to advisory-only activities.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 5 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Limited to collective investment scheme administration activities and in carrying on such activities to the specified investment type "unit" and "rights to or interests in investment - security", when the latter is associated with this specified investment).
  • · Limited to sub-underwriting on behalf of a customer and in carrying on such activities to the specified investment type "share", "debenture", "government and public security", "warrant", "certificate representing certain security", "unit" and "right to or interest in investments - security", (when the latter is associated with these specified investments).
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to stocklending activities and in carrying on such activities to the securities listed other than "stakeholder pension scheme" and "rights to or interests in investments - security", (when the latter is associated with these specified investments).

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Helen Amy Roxburgh

  IRN HAT01033

  • [FCA CF] Manager of certification employee (since 1 Sep 2025)
  • [FCA CF] Client dealing (since 25 Oct 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2021)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 5 Aug 2020)
  • CF30 Customer (22 Sep 2016 to 8 Dec 2019)
• Helen Marie Paice

  IRN HMP01049

  • [FCA CF] Client dealing (29 Jul 2020 to 22 Jun 2023)
  • CF30 Customer (4 Dec 2013 to 8 Dec 2019)
• Helen Potter Franklin

  IRN HPO01001

  • CF30 Customer (26 Aug 2010 to 22 Jun 2018)
• Helen Xiong

  IRN JYX01001

  • [FCA CF] Manager of certification employee (since 1 Apr 2025)
  • [FCA CF] Significant management (since 30 Apr 2024)
  • [FCA CF] Material risk taker (since 1 May 2020)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF27 Partner (28 Apr 2020 to 31 Mar 2025)
  • CF30 Customer (22 Aug 2011 to 8 Dec 2019)
• Hemraj Praveen Kumar

  IRN HPK01009

  • [FCA CF] Manager of certification employee (9 Oct 2020 to 14 Oct 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2025)
  • CF30 Customer (22 Aug 2011 to 8 Dec 2019)
• Hendrik Jan Edward Guido Borginon

  IRN HXB00048

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Hoi Yan See

  IRN HYS01005

  • [FCA CF] Client dealing (since 9 Apr 2024)
  • [FCA CF] Manager of certification employee (since 9 Apr 2024)
  • [FCA CF] Manager of certification employee (24 Sep 2021 to 31 Dec 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 9 Apr 2024)
  • CF30 Customer (27 Jun 2016 to 8 Dec 2019)
• Holly Catherine Porteous

  IRN HXP00053

  • [FCA CF] Client dealing (4 Dec 2020 to 3 Jan 2022)
• Holly Louise McKenzie

  IRN HXM00199

  • [FCA CF] Client dealing (since 7 Sep 2021)
• Hoshio Kojima

  IRN HXK00227

  • [FCA CF] Client dealing (18 Sep 2023 to 29 Nov 2023)

No changes recorded yet.