Hoi Yan See

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Baillie Gifford Overseas Limited

    FRN 121818

    • [FCA CF] Client dealing (since 9 Apr 2024)
    • [FCA CF] Manager of certification employee (since 9 Apr 2024)
    • [FCA CF] Manager of certification employee (6 Sep 2023 to 31 Mar 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2024)
    • CF30 Customer (27 Jun 2016 to 8 Dec 2019)
  • Baillie Gifford & Co

    FRN 142597

    • [FCA CF] Client dealing (since 9 Apr 2024)
    • [FCA CF] Manager of certification employee (since 9 Apr 2024)
    • [FCA CF] Manager of certification employee (24 Sep 2021 to 31 Dec 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 9 Apr 2024)
    • CF30 Customer (27 Jun 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.