Baillie Gifford & Co

• Principal Place of Business

  Calton Square

  1 Greenside Row

  Edinburgh

  Midlothian

  EH1 3AN

  UNITED KINGDOM

  Phone

  +441312752000

  Web

  https://www.bailliegifford.com

• Complaints Contact

  Calton Square

  1 Greenside Row

  Edinburgh

  Midlothian

  EH1 3AN

  UNITED KINGDOM

  Phone

  +441312752000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Limited to advisory-only activities.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 5 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Limited to collective investment scheme administration activities and in carrying on such activities to the specified investment type "unit" and "rights to or interests in investment - security", when the latter is associated with this specified investment).
  • · Limited to sub-underwriting on behalf of a customer and in carrying on such activities to the specified investment type "share", "debenture", "government and public security", "warrant", "certificate representing certain security", "unit" and "right to or interest in investments - security", (when the latter is associated with these specified investments).
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to stocklending activities and in carrying on such activities to the securities listed other than "stakeholder pension scheme" and "rights to or interests in investments - security", (when the latter is associated with these specified investments).

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Ewan Okoth Markson-Brown

  IRN EOM01002

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Sep 2021)
  • CF30 Customer (21 Feb 2014 to 8 Dec 2019)
• Ewan Wilson

  IRN EXW00175

  • [FCA CF] Client dealing (6 Jun 2022 to 1 May 2023)
• Fabian Chandler

  IRN FXC00022

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2021)
• Faisal Mohammad Islam

  IRN FMI01008

  • [FCA CF] Manager of certification employee (since 28 Sep 2022)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (4 May 2021 to 28 Feb 2022)
  • CF30 Customer (19 Jul 2019 to 8 Dec 2019)
• Faryma Bahrami

  IRN FXB00029

  • [FCA CF] Client dealing (9 Dec 2019 to 15 Jan 2021)
• Felicia Mona Charlie Hjertman

  IRN FMH01044

  • CF30 Customer (11 Sep 2015 to 24 May 2019)
• Felix Amoako-Kwarteng

  IRN FJA01031

  • [FCA CF] Client dealing (since 18 Apr 2022)
  • [FCA CF] Manager of certification employee (7 Sep 2022 to 30 Jan 2026)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2022)
  • CF30 Customer (30 Jul 2014 to 8 Dec 2019)
• Felix Tan

  IRN FXT00086

  • [FCA CF] Client dealing (since 10 Dec 2024)
• Fernanda Lai

  IRN FXL00069

  • [FCA CF] Manager of certification employee (since 3 Sep 2025)
  • [FCA CF] Client dealing (since 30 Sep 2021)
• Fiona Dewar Warren

  IRN FXW00020

  • [FCA CF] Client dealing (14 Sep 2020 to 13 Mar 2024)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 13 Mar 2024)

No changes recorded yet.