Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Baillie Gifford Overseas Limited
FRN 121818
- [FCA CF] Manager of certification employee (since 28 Sep 2022)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (4 May 2021 to 28 Feb 2022)
- CF30 Customer (19 Jul 2019 to 8 Dec 2019)
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Baillie Gifford & Co
FRN 142597
- [FCA CF] Manager of certification employee (since 28 Sep 2022)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (4 May 2021 to 28 Feb 2022)
- CF30 Customer (19 Jul 2019 to 8 Dec 2019)
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- CF30 Customer (4 Apr 2018 to 7 Nov 2018)
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- CF30 Customer (12 Feb 2018 to 7 Nov 2018)
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- CF30 Customer (7 Jan 2015 to 8 May 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.