Baader Helvea Limited

• Principal Place of Business

  5 Royal Exchange Buildings

  London

  EC3V 3NL

  UNITED KINGDOM

  Phone

  +4402070547100

  Web

  https://www.helvea.com

• Complaints Contact

  5 Royal Exchange Buildings

  London

  EC3V 3NL

  UNITED KINGDOM

  Phone

  +4402070547100

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Petar Cholakov

  IRN PXC13907

  • CF30 Customer (16 Apr 2019 to 8 Dec 2019)
• Peter Robert Thorne

  IRN PRT01050

  • CF30 Customer (1 Nov 2007 to 20 Jan 2012)
  • CF21 Investment Adviser (2 Sep 2004 to 31 Oct 2007)
• Philip John William Samengo-Turner

  IRN PJS01200

  • CF30 Customer (1 Nov 2007 to 31 Aug 2009)
  • CF21 Investment Adviser (30 Jun 2005 to 31 Oct 2007)
• Ralf Paul Schmidgall

  IRN RPS01107

  • [FCA CF] Client dealing (since 9 Jan 2026)
  • SMF3 Executive Director (9 Dec 2019 to 5 Jan 2022)
  • CF1 Director (17 Oct 2018 to 8 Dec 2019)
  • CF30 Customer (18 Sep 2017 to 8 Dec 2019)
• Richard Nigel Hawken

  IRN RNH01028

  • CF30 Customer (23 May 2014 to 22 Jun 2015)
• Richard Steven Jarvis

  IRN RSJ01016

  • CF21 Investment Adviser (2 Sep 2004 to 2 Sep 2004)
• Robin Somerset Maxwell

  IRN RSM01060

  • CF30 Customer (22 Jun 2015 to 24 Oct 2018)
• Sandra Leah Blake

  IRN SLB01101

  • CF10 Compliance Oversight (3 Jun 2005 to 31 Jul 2010)
• Sonja Elisabeth Vilsmeier

  IRN SXV01105

  • CF30 Customer (6 Nov 2017 to 14 Nov 2017)
• Sonja Schlagbauer

  IRN SXS03392

  • [FCA CF] Client dealing (since 11 Apr 2024)

No changes recorded yet.