Aztec Financial Services (UK) Limited

• Principal Place of Business

  Aztec Financial Services UK Ltd

  Forum 4 Solent Business Park

  Parkway South

  Whiteley

  Fareham

  Hampshire

  PO15 7AD

  UNITED KINGDOM

  Phone

  +442382022300

  Web

  https://aztec.group

• Complaints Contact

  Aztec Financial Services UK Ltd

  Forum 4 Solent Business Park

  Parkway South

  Whiteley

  Fareham

  Hampshire

  PO15 7AD

  UNITED KINGDOM

  Phone

  +442382022300

• Private Fund Guardian

  Show 3 limitations Hide limitations

  • · The firm can perform only the depositary functions specified.
  • · The firm may act as trustee or depositary of AIFs of the kind defined in FUND 3.11.12R.
  • · The firm may act as trustee or depositary of non-EEA AIFs.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity option and option on commodity future, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Commodity option and option on commodity future, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Commodity option and option on commodity future, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Commodity option and option on commodity future, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Kellie Blondel

  IRN KXB00221

  • [FCA CF] Significant management (since 9 Dec 2019)
• Koonul Udhai Putty

  IRN KXP00418

  • [FCA CF] Significant management (since 6 Aug 2024)
• Lauren Elizabeth Shaw

  IRN LXS00695

  • [FCA CF] Significant management (since 7 Nov 2024)
• Linda Elizabeth Morsia

  IRN LEM01054

  • SMF3 Executive Director (since 30 Mar 2022)
  • [FCA CF] Manager of certification employee (1 Sep 2021 to 30 Mar 2022)
  • [FCA CF] Significant management (1 Sep 2021 to 30 Mar 2022)
• Lisa Carol Rampersad Streeter

  IRN LXS00664

  • [FCA CF] Significant management (12 Aug 2024 to 29 Nov 2024)
  • [FCA CF] Manager of certification employee (12 Aug 2024 to 29 Nov 2024)
• Lynsey Victoria Sutcliffe

  IRN LXS00226

  • [FCA CF] Manager of certification employee (since 31 Aug 2021)
  • [FCA CF] Significant management (since 16 Mar 2020)
• Matthew Douglas Young

  IRN MXY00146

  • [FCA CF] Significant management (since 11 Nov 2025)
• Matthew John Costen

  IRN MXC00435

  • [FCA CF] Manager of certification employee (since 24 Aug 2021)
  • [FCA CF] Significant management (since 9 Dec 2019)
• Matthew Young

  IRN MXY00099

  • [FCA CF] Manager of certification employee (6 Mar 2025 to 24 Mar 2026)
  • [FCA CF] Significant management (11 Jul 2023 to 24 Mar 2026)
• Melanie Jayne Herbert

  IRN MXH01391

  • SMF3 Executive Director (31 Aug 2022 to 13 Oct 2023)

No changes recorded yet.