Aztec Financial Services (UK) Limited

• Principal Place of Business

  Aztec Financial Services UK Ltd

  Forum 4 Solent Business Park

  Parkway South

  Whiteley

  Fareham

  Hampshire

  PO15 7AD

  UNITED KINGDOM

  Phone

  +442382022300

  Web

  https://aztec.group

• Complaints Contact

  Aztec Financial Services UK Ltd

  Forum 4 Solent Business Park

  Parkway South

  Whiteley

  Fareham

  Hampshire

  PO15 7AD

  UNITED KINGDOM

  Phone

  +442382022300

• Private Fund Guardian

  Show 3 limitations Hide limitations

  • · The firm can perform only the depositary functions specified.
  • · The firm may act as trustee or depositary of AIFs of the kind defined in FUND 3.11.12R.
  • · The firm may act as trustee or depositary of non-EEA AIFs.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity option and option on commodity future, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Commodity option and option on commodity future, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Commodity option and option on commodity future, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Commodity option and option on commodity future, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Gemma Thorne

  IRN GXT00150

  • [FCA CF] Manager of certification employee (since 21 Jul 2025)
  • [FCA CF] Significant management (since 31 Aug 2021)
• George Bailey

  IRN GXB00548

  • [FCA CF] Significant management (since 19 Feb 2024)
• Georgina Bryant

  IRN GXB00641

  • [FCA CF] Manager of certification employee (since 1 Sep 2025)
  • [FCA CF] Significant management (since 6 Mar 2025)
• Inna Zhecheva Mantzari

  IRN IXM00306

  • [FCA CF] Significant management (since 19 Feb 2024)
• Irene Anonche Cabanus

  IRN IXC00080

  • [FCA CF] Significant management (22 Jun 2020 to 9 Sep 2022)
• James Comfort

  IRN JXC00717

  • [FCA CF] Significant management (24 Aug 2021 to 25 Feb 2022)
• James Duffield

  IRN JXD01957

  • SMF3 Executive Director (9 Dec 2019 to 16 Sep 2022)
  • CF1 Director (18 Nov 2010 to 8 Dec 2019)
• James Ronald Whittingham

  IRN JRW01271

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (1 Aug 2016 to 8 Dec 2019)
  • CF29 Significant management (1 Jun 2013 to 8 Dec 2019)
• Joshua Fowler

  IRN JXF00670

  • [FCA CF] Significant management (since 6 Mar 2025)
• Julie Fairclough

  IRN JXF00443

  • SMF3 Executive Director (20 Dec 2022 to 11 Jan 2024)

No changes recorded yet.