Azets Wealth Management Limited

• Principal Place of Business

  Bulman House

  Regent Centre

  Gosforth

  Newcastle upon Tyne

  Tyne and Wear

  NE3 3LS

  UNITED KINGDOM

  Phone

  +4401912850321

  Web

  https://www.azetswealthmanagement.co.uk

• Complaints Contact

  Bulman House

  Regent Centre

  Gosforth

  Newcastle upon Tyne

  Tyne and Wear

  NE3 3LS

  UNITED KINGDOM

  Phone

  +4401912850321

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Colin William Dawson

  IRN CWD00002

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 1 Feb 2025)
  • [FCA CF] Functions requiring qualifications (since 1 Feb 2025)
• David Aikman

  IRN DXA00374

  • Director of firm who is not a certification employee or a SMF manager (since 5 Dec 2022)
• David Robson Arthur

  IRN DRA01036

  • CF1 Director (2 Jun 2006 to 31 Oct 2015)
  • CF8 Apportionment and Oversight (2 Jun 2006 to 31 Mar 2009)
• David Tait

  IRN DXT00314

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 5 May 2023)
  • [FCA CF] Functions requiring qualifications (since 5 May 2023)
• David William Brown

  IRN DWB01085

  • CF30 Customer (25 Jun 2013 to 25 Apr 2014)
• Dean John Fallon

  IRN DJF00027

  • [FCA CF] Functions requiring qualifications (1 Oct 2024 to 30 Jan 2026)
  • [FCA CF] Client dealing (1 Oct 2024 to 30 Jan 2026)
• Deborah Anne Trelease

  IRN DAS00004

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (10 Mar 2014 to 8 Dec 2019)
• Denis Turnbull

  IRN DXT00038

  • CF30 Customer (14 Dec 2012 to 13 Jun 2016)
  • CF1 Director (AR) (22 Nov 2012 to 2 Feb 2015)
• Diane Margaret Ferguson

  IRN DXF00114

  • [FCA CF] Client dealing (3 Dec 2020 to 7 Aug 2023)
  • [FCA CF] Functions requiring qualifications (3 Dec 2020 to 7 Aug 2023)
• Fiona Scorer

  IRN FXS00209

  • [FCA CF] Functions requiring qualifications (22 Jan 2024 to 13 Jun 2025)
  • [FCA CF] Client dealing (22 Jan 2024 to 13 Jun 2025)

• Mr David William Brown (no longer appointed)

  FRN 602726 · Appointed 19 Jun 2013 · Until 25 Apr 2014

• Ian Frazer Financial Planning Limited (no longer appointed)

  FRN 595940 · Appointed 18 Feb 2013 · Until 20 Mar 2014

• Denis Turnbull Financial Services Limited (no longer appointed)

  FRN 591183 · Appointed 14 Nov 2012 · Until 5 Feb 2015

• Mr Gary Kevin Charlesworth (no longer appointed)

  FRN 585398 · Appointed 27 Jul 2012 · Until 5 Feb 2015

No changes recorded yet.