Axpo UK Trading Limited

• Principal Place of Business

  6th Floor

  155 Fenchurch Street

  London

  EC3M 6AL

  UNITED KINGDOM

  Phone

  +4402074483570

• Complaints Contact

  6th Floor

  155 Fenchurch Street

  London

  EC3M 6AL

  UNITED KINGDOM

  Phone

  +4402074483570

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Marc Linnenbaum

  IRN MXL02093

  • CF1 Director (30 Jan 2015 to 31 Mar 2017)
• Nicholas John Taylor

  IRN NJT01056

  • CF10 Compliance Oversight (4 Aug 2011 to 5 Aug 2016)
  • CF30 Customer (19 Aug 2009 to 5 Aug 2016)
  • CF11 Money Laundering Reporting (19 Aug 2009 to 19 Oct 2009)
  • CF1 Director (19 Aug 2009 to 5 Aug 2016)
• Paul Geoffrey Buck

  IRN PGB01100

  • CF30 Customer (1 Jul 2011 to 16 Feb 2012)
• Rene Beck

  IRN RXB02755

  • CF2 Non Executive Director (30 Mar 2017 to 22 Oct 2019)
• Robert John Bullyment

  IRN RJB01512

  • [FCA CF] Client dealing (since 30 Mar 2021)
  • [FCA CF] Functions requiring qualifications (30 Mar 2021 to 30 Mar 2022)
• Russell Rohit Gamadia

  IRN RRG01012

  • CF30 Customer (1 Dec 2009 to 3 Apr 2014)
• Ryan Peligrino

  IRN RXP02346

  • CF10 Compliance Oversight (13 Apr 2017 to 26 Jul 2018)
  • CF1 Director (13 Apr 2017 to 26 Jul 2018)
  • CF11 Money Laundering Reporting (13 Apr 2017 to 26 Jul 2018)
• Simon Statman

  IRN SXS01533

  • CF30 Customer (20 Jul 2011 to 14 Jun 2012)
• Steven McCarthy

  IRN SXM03940

  • SMF3 Executive Director (since 18 Sep 2021)
  • SMF1 Chief Executive (since 18 Sep 2021)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Mar 2022)
  • CF30 Customer (5 May 2016 to 8 Dec 2019)
• Thomas Newham

  IRN TXN01223

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Mar 2022)
  • CF30 Customer (9 Apr 2014 to 8 Dec 2019)

No changes recorded yet.