Date authorised
1 April 2013
Companies House
03043816
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    52 Lime Street
    London
    EC3M 7AF
    UNITED KINGDOM
    Phone
    +442070508160
  • Complaints Contact

    52 Lime Street
    London
    City Of London
    EC3M 7AF
    UNITED KINGDOM
    Phone
    +442070508399

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sarah Jane Hills

    IRN SJH01558

    • SMF3 Executive Director (since 20 Sep 2023)
    • SMF9 Chair of the Governing Body (since 20 Sep 2023)
  • Sarah Stephen

    IRN SXS01078

    • SMF3 Executive Director (since 10 Oct 2025)
    • Responsible for Insurance Distribution (10 Oct 2025 to 22 Oct 2025)
    • [FCA CF] Significant management (22 Sep 2022 to 11 Dec 2025)
  • Simon Jenvey

    IRN SXJ00041

    • SMF3 Executive Director (16 Feb 2021 to 14 Jul 2022)
  • Stephen John Heming

    IRN SJH01323

    • CF10 Compliance Oversight (29 Mar 2006 to 5 Jul 2016)
    • CF1 Director (29 Mar 2006 to 5 Jul 2016)
  • Steven Hallworth

    IRN SXH01670

    • CF1 Director (AR) (1 Mar 2011 to 1 Feb 2013)
  • Stuart John Quinlan

    IRN SJQ01007

    • CF1 Director (16 Feb 2005 to 24 May 2007)
  • Susan Claire Morley

    IRN SCM01112

    • CF1 Director (14 Jan 2005 to 21 Jun 2005)
  • Timothy Patrick Hennessy

    IRN TPH01070

    • SMF1 Chief Executive (25 Feb 2021 to 31 Dec 2022)
  • Toby Ducker

    IRN TXD01363

    • SMF9 Chair of the Governing Body (29 Mar 2020 to 4 May 2023)
    • SMF3 Executive Director (9 Dec 2019 to 4 May 2023)
    • CF1 Director (11 Jul 2019 to 8 Dec 2019)
  • William Anthony Edrich

    IRN WAE00006

    • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.