AXIS Underwriting Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Nicholas Charles Peter Symons
IRN NCS01037
- CF28 Systems and controls (1 Nov 2007 to 30 Apr 2012)
- CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
Nicholas John Ventham
IRN NJV01011
- [FCA CF] Significant management (9 Dec 2019 to 29 Apr 2022)
Nicholas Moss
IRN NJM01130
- CF1 Director (1 Feb 2017 to 31 Mar 2018)
Peter Charles Holland
IRN PCH01081
- CF1 Director (28 Apr 2005 to 31 Dec 2012)
Peter Colin Matson
IRN PCM01041
- CF2 Non Executive Director (28 Apr 2005 to 11 Feb 2011)
Richard Andrew Coxon
IRN RAC01278
- [FCA CF] Significant management (since 6 Apr 2020)
Robert Adam Preston
IRN RAP01245
- CF1 Director (20 Nov 2012 to 31 Dec 2014)
Robert Albert Lilley
IRN RAL01118
- CF1 Director (14 Jan 2005 to 28 Apr 2005)
Ross Jonathan Louden
IRN RXL01773
- SMF1 Chief Executive (28 Mar 2020 to 1 Jan 2021)
- SMF3 Executive Director (9 Dec 2019 to 1 Jan 2021)
- CF1 Director (6 Oct 2017 to 8 Dec 2019)
Ryan Marder
IRN RXM00781
- SMF16 Compliance Oversight (23 Jan 2023 to 31 May 2024)

Smaller firms operating under this firm's FCA authorisation.

Sales Ledger Protection Limited (no longer appointed)
FRN 541763 · Appointed 17 Feb 2011 · Until 1 Feb 2013

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.