Axi Financial Services (UK) Limited

• Principal Place of Business

  Axi Financial Services (UK) Ltd

  1 Finsbury Market

  London

  EC2A 2BN

  UNITED KINGDOM

  Phone

  +442038572000

  Web

  https://www.axi.com/uk

• Complaints Contact

  1 Finsbury Market

  London

  EC2A 2BN

  UNITED KINGDOM

  Phone

  +442035449646

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Payal Sheth

  IRN PXS02695

  • CF10a CASS Oversight function (22 Sep 2015 to 1 Mar 2017)
• Rajesh Yohannan

  IRN RXY79600

  • SMF1 Chief Executive (since 14 Apr 2023)
  • SMF3 Executive Director (since 14 Apr 2023)
• Rakesh Chhabra

  IRN RCC01063

  • [FCA CF] CASS oversight function (since 1 Jul 2020)
• Reem Ali Maziq

  IRN RXM01375

  • CF30 Customer (1 Apr 2011 to 13 Jun 2012)
• Richard Sinton-Hewitt

  IRN RXS02132

  • CF30 Customer (25 Jun 2010 to 24 Aug 2012)
• Salam Alaswad

  IRN SXA01715

  • CF30 Customer (28 Jul 2008 to 8 Feb 2011)
  • CF1 Director (AR) (28 Jul 2008 to 8 Feb 2011)
• Simon Hodgkiss

  IRN SXH02634

  • SMF3 Executive Director (since 14 Apr 2023)
• Stuart James Cooke

  IRN SJC01301

  • SMF3 Executive Director (since 27 Aug 2020)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF26 Customer Trading (27 Aug 2007 to 31 Oct 2007)
• Taylor Alan Armstrong

  IRN TXA00109

  • [FCA CF] Client dealing (22 Feb 2022 to 21 Dec 2022)
• Thomas Stephen Hills

  IRN TSH01033

  • CF30 Customer (30 Jul 2010 to 22 Jun 2014)

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No changes recorded yet.