Axi Financial Services (UK) Limited

• Principal Place of Business

  Axi Financial Services (UK) Ltd

  1 Finsbury Market

  London

  EC2A 2BN

  UNITED KINGDOM

  Phone

  +442038572000

  Web

  https://www.axi.com/uk

• Complaints Contact

  1 Finsbury Market

  London

  EC2A 2BN

  UNITED KINGDOM

  Phone

  +442035449646

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Gavin Ward

  IRN GXW00164

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jan 2022)
• George Obeid

  IRN GXO01140

  • CF30 Customer (17 Apr 2009 to 20 Dec 2009)
• Guy Iain Oliver Riches

  IRN GIR00006

  • CF1 Director (AR) (22 Nov 2017 to 7 Mar 2018)
• Hani Buttikhi

  IRN HXB01467

  • CF1 Director (4 Mar 2015 to 30 Sep 2018)
• Harry Jamie McGregor

  IRN HJM01087

  • [FCA CF] Client dealing (since 20 Apr 2023)
• Himanshu Kher

  IRN HXK01198

  • SMF3 Executive Director (since 5 Dec 2022)
  • [FCA CF] Significant management (22 Feb 2022 to 5 Dec 2022)
• JOSÉ RAMÓN CALVO MASIP

  IRN JRM01313

  • CF30 Customer (30 Jun 2014 to 17 Nov 2014)
• Jamie John Craggy

  IRN JJC01131

  • CF30 Customer (1 Nov 2007 to 30 Sep 2009)
  • CF26 Customer Trading (27 Aug 2007 to 31 Oct 2007)
• Joanna Pickard

  IRN JXP00341

  • [FCA CF] Manager of certification employee (11 Jan 2021 to 31 Jan 2022)
• John Hoa Tai Truong

  IRN JHT01038

  • SMF3 (AR) Executive Director function (7 Jun 2021 to 31 Oct 2023)
  • CF30 Customer (26 Jun 2018 to 8 Dec 2019)

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No changes recorded yet.