Date authorised
1 April 2013
Companies House
00446043
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Axa
    20 Gracechurch Street
    London
    City Of London
    EC3V 0BG
    UNITED KINGDOM
    Phone
    +442079205000
  • Complaints Contact

    Brooke Lawrance House
    80 Civic Drive
    Ipswich
    Suffolk
    IP1 2AN
    UNITED KINGDOM
    Phone
    +448000150980

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Suzanne Scott

    IRN SXS57398

    • [FCA CF] Manager of certification employee (11 Jul 2022 to 31 Aug 2025)
  • Tara Maria Foley

    IRN TXF80427

    • SMF9 Chair of the Governing Body (since 18 Dec 2023)
    • Responsible for Insurance Distribution (since 18 Dec 2023)
    • SMF3 Executive Director (since 4 Nov 2020)
    • SMF1 Chief Executive (4 Nov 2020 to 18 Dec 2023)
  • Thierry Jean Philippe Sciard

    IRN TJS00067

    • CF2 Non Executive Director (13 Jul 2016 to 31 Aug 2018)
  • Waseem Ullah Malik

    IRN WUM01000

    • SMF3 Executive Director (9 Dec 2019 to 5 Aug 2020)
    • CF1 Director (26 Oct 2016 to 8 Dec 2019)
  • Yves Masson

    IRN YXM01074

    • CF1 Director (7 Mar 2013 to 5 Dec 2015)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Npower Direct Ltd (no longer appointed)

    FRN 499615 · Appointed 17 Apr 2009 · Until 17 Apr 2009

  • Npower Limited (no longer appointed)

    FRN 411639 · Appointed 6 Apr 2009 · Until 17 Apr 2009

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.