AXA SERVICES LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Plan Admin
Investment Setup

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme

Senior staff personally approved by the FCA to hold their roles here.

Robert White
IRN RXW00213
- SMF16 Compliance Oversight (3 Jul 2023 to 12 Aug 2025)
Roland Jean Andre Moquet
IRN RXM76841
- SMF3 Executive Director (4 Jun 2020 to 31 Aug 2025)
Rosalyn Susan Wilton
IRN RSW00009
- CF2 Non Executive Director (8 Jun 2012 to 27 Aug 2015)
Sarah Jane Mallaby
IRN SXM04100
- [FCA CF] Significant management (since 29 Nov 2022)
Shradha Patel
IRN SXP00814
- SMF16 Compliance Oversight (since 21 Nov 2025)
Sonia Wolsey-Cooper
IRN SMW01131
- CF1 Director (7 May 2010 to 13 Sep 2010)
Sophie Isabelle Resplandy Bernard
IRN SIR01019
- CF2 Non Executive Director (22 Feb 2012 to 1 Mar 2012)
Stephen Evenden
IRN SXE01360
- CF28 Systems and controls (21 Jan 2013 to 31 Dec 2016)
Stephen Nicholas Hardy
IRN SNH01019
- CF1 Director (4 Apr 2011 to 7 Jun 2012)
Stuart William Jones
IRN SXJ09227
- [FCA CF] Significant management (27 Aug 2024 to 6 Mar 2026)

Smaller firms operating under this firm's FCA authorisation.

Npower Direct Ltd (no longer appointed)
FRN 499615 · Appointed 17 Apr 2009 · Until 17 Apr 2009
Npower Limited (no longer appointed)
FRN 411639 · Appointed 6 Apr 2009 · Until 17 Apr 2009

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.