Date authorised
1 April 2013
Companies House
00078950
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Axa
    20 Gracechurch Street
    London
    City Of London
    EC3V 0BG
    UNITED KINGDOM
    Phone
    +442079205000
  • Complaints Contact

    Brooke Lawrance House
    Civic Drive
    Ipswich
    Suffolk
    IP1 2AN
    UNITED KINGDOM
    Phone
    +448000150980

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Debt Collection

  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Brendan Eamon McCafferty

    IRN BEM01035

    • Responsible for Insurance Mediation (9 Mar 2017 to 11 Jan 2018)
    • SIMF22 Chief Underwriting Officer Function (9 Mar 2017 to 11 Jan 2018)
  • Bruno Charlin

    IRN BXC01591

    • CF29 Significant management (10 Feb 2015 to 31 Dec 2016)
  • Bryn Barlow

    IRN BXB00417

    • [FCA CF] Significant management (since 3 Mar 2025)
  • Camilla Bianca Bennett

    IRN CBB01041

    • SMF4 Chief Risk (since 10 Dec 2018)
    • SIMF4 Chief Risk Function (15 Dec 2017 to 9 Dec 2018)
  • Carl Antrim

    IRN CJA01164

    • SMF5 Head of Internal Audit (10 Dec 2018 to 9 Sep 2021)
    • SIMF5 Head of Internal Audit Function (28 Mar 2017 to 9 Dec 2018)
  • Carl Dunstall

    IRN CXD57337

    • [FCA CF] Significant management (since 1 Jan 2026)
    • [FCA CF] Significant management (1 Nov 2019 to 1 Oct 2020)
  • Carlo Nebuloni

    IRN CXN01252

    • [FCA CF] Significant management (1 Oct 2019 to 13 May 2025)
    • CF29 Significant management (20 Mar 2013 to 26 Oct 2015)
  • Carly Michelle Menken

    IRN CXM01061

    • [FCA CF] Manager of certification employee (since 15 Sep 2025)
  • Carol Ann Richmond

    IRN CAR01046

    • CF29 Significant management (6 Feb 2008 to 8 Jun 2009)
    • CF28 Systems and controls (1 Nov 2007 to 6 Feb 2008)
    • CF1 Director (AR) (7 Jun 2005 to 2 Jan 2007)
    • CF14 Risk Assessment (9 Feb 2005 to 31 Oct 2007)
    • CF1 Director (30 Dec 2003 to 6 Feb 2008)
  • Carolyn Scott

    IRN CXS57338

    • [FCA CF] Significant management (1 Oct 2019 to 30 Nov 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • AXA Services Ltd (no longer appointed)

    FRN 417514 · Appointed 14 Jan 2005 · Until 2 Jan 2007

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.