Date authorised
1 April 2013
Companies House
00078950
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Axa
    20 Gracechurch Street
    London
    City Of London
    EC3V 0BG
    UNITED KINGDOM
    Phone
    +442079205000
  • Complaints Contact

    Brooke Lawrance House
    Civic Drive
    Ipswich
    Suffolk
    IP1 2AN
    UNITED KINGDOM
    Phone
    +448000150980

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Debt Collection

  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Samantha Ann Bagnall

    IRN SXB00403

    • [FCA CF] Significant management (30 Jan 2023 to 31 Dec 2025)
  • Sarah Jane Mallaby

    IRN SXM04100

    • [FCA CF] Significant management (since 28 Nov 2022)
  • Sarah Louise Brown

    IRN SXB04223

    • [FCA CF] Significant management (since 2 Feb 2026)
  • Sarah Louise Goodwin

    IRN SXG00474

    • [FCA CF] Manager of certification employee (since 1 Apr 2026)
  • Sean Spinks

    IRN SXS05258

    • [FCA CF] Significant management (since 8 Apr 2024)
  • Sean William O'Donoghue

    IRN SWO01010

    • CF1 Director (AR) (20 Feb 2017 to 27 Jan 2020)
  • Shali Vasudeva

    IRN SXV01314

    • SMF24 Chief Operations (1 Jul 2019 to 28 May 2024)
  • Shaun Hooper

    IRN SXH01721

    • CF1 Director (6 Apr 2005 to 1 May 2007)
  • Shaun Nigel King

    IRN SXK02633

    • [FCA CF] Significant management (15 Dec 2022 to 18 Jul 2025)
  • Shradha Patel

    IRN SXP00814

    • SMF16 Compliance Oversight (since 21 Nov 2025)
    • [FCA CF] Manager of certification employee (9 Sep 2025 to 21 Nov 2025)
    • [FCA CF] Significant management (21 Jul 2023 to 21 Nov 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • AXA Services Ltd (no longer appointed)

    FRN 417514 · Appointed 14 Jan 2005 · Until 2 Jan 2007

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.