AXA Insurance UK Plc

• Principal Place of Business

  Axa

  20 Gracechurch Street

  London

  City Of London

  EC3V 0BG

  UNITED KINGDOM

  Phone

  +442079205000

  Web

  https://www.axa.co.uk

• Complaints Contact

  Brooke Lawrance House

  Civic Drive

  Ipswich

  Suffolk

  IP1 2AN

  UNITED KINGDOM

  Phone

  +448000150980

• Bank Deposits

  For All, Deposit

  Show 1 limitation Hide limitations

  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Debt Collection

• Issues Insurance

  For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

• Consumer Loans

• Loan Servicing

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Nicola Jane Cunliffe

  IRN NXC00385

  • [FCA CF] Manager of certification employee (20 Oct 2023 to 30 Aug 2024)
• Nicolas Bourven

  IRN NXB57328

  • [FCA CF] Significant management (1 Jan 2022 to 1 Jul 2022)
  • [PRA CF] Key function holder (10 Dec 2018 to 1 Jan 2022)
• Nicolas Jean Marie Denis Moreau

  IRN NJM01072

  • CF1 Director (1 Jul 2006 to 1 Oct 2010)
  • CF8 Apportionment and Oversight (1 Jul 2006 to 1 Oct 2010)
• Nicolas Joseph Michel Leclercq

  IRN NJL01075

  • SMF7 Group Entity Senior Manager (since 5 Jan 2024)
• Nigel John Stapleton

  IRN NJS01104

  • CF2 Non Executive Director (1 Dec 2001 to 7 Jun 2002)
• Olivia Banbury

  IRN OXB00129

  • [FCA CF] Significant management (since 12 Jun 2023)
• Patrick Charles Regan

  IRN PCR01028

  • CF20 Significant Mgt (Settlements) (21 Nov 2003 to 20 Feb 2004)
  • CF1 Director (28 Jan 2002 to 20 Feb 2004)
• Paul Burrows

  IRN PXB57331

  • [FCA CF] Manager of certification employee (1 Oct 2019 to 5 Nov 2021)
• Paul Christopher Meehan

  IRN PCM00011

  • CF1 Director (1 Sep 2008 to 14 Oct 2010)
• Paul Edward Hollands

  IRN PXH00683

  • [FCA CF] Significant management (since 2 May 2023)

• AXA Services Ltd (no longer appointed)

  FRN 417514 · Appointed 14 Jan 2005 · Until 2 Jan 2007

No changes recorded yet.