Date authorised
1 April 2013
Companies House
00078950
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Axa
    20 Gracechurch Street
    London
    City Of London
    EC3V 0BG
    UNITED KINGDOM
    Phone
    +442079205000
  • Complaints Contact

    Brooke Lawrance House
    Civic Drive
    Ipswich
    Suffolk
    IP1 2AN
    UNITED KINGDOM
    Phone
    +448000150980

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Debt Collection

  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kari Hale

    IRN KXH00235

    • SMF11 Chair of the Audit Committee (since 7 Feb 2022)
    • Director of firm who is not a certification employee or a SMF manager (since 1 Apr 2021)
  • Karim Jamani

    IRN KXJ00052

    • [FCA CF] Manager of certification employee (since 8 Mar 2026)
    • [PRA CF] Key function holder (since 30 Apr 2025)
    • [FCA CF] Significant management (since 17 Jan 2024)
  • Karl Parr

    IRN KXP57357

    • [FCA CF] Significant management (since 1 Sep 2019)
  • Katherine Webster

    IRN KXW81207

    • [FCA CF] Significant management (1 May 2020 to 3 Jan 2023)
  • Kathryn Ward

    IRN KXW01464

    • CF1 Director (AR) (19 Feb 2013 to 1 Oct 2014)
  • Keavy Aine Williamson

    IRN KXW00321

    • [FCA CF] Manager of certification employee (5 Aug 2024 to 11 Jul 2025)
    • [FCA CF] Significant management (11 Oct 2022 to 11 Jul 2025)
  • Keith George Gibbs

    IRN KXG01151

    • CF1 Director (2 Apr 2003 to 9 Dec 2018)
  • Kenneth Paul Wright

    IRN KPW01036

    • CF1 Director (AR) (20 Jan 2012 to 16 May 2018)
  • Kenny McRae

    IRN KXM57351

    • [FCA CF] Significant management (1 Oct 2019 to 31 Dec 2021)
  • Keri Lewis

    IRN KXL00032

    • [FCA CF] Significant management (1 Sep 2020 to 30 Sep 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • AXA Services Ltd (no longer appointed)

    FRN 417514 · Appointed 14 Jan 2005 · Until 2 Jan 2007

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.