AXA Insurance UK Plc

• Principal Place of Business

  Axa

  20 Gracechurch Street

  London

  City Of London

  EC3V 0BG

  UNITED KINGDOM

  Phone

  +442079205000

  Web

  https://www.axa.co.uk

• Complaints Contact

  Brooke Lawrance House

  Civic Drive

  Ipswich

  Suffolk

  IP1 2AN

  UNITED KINGDOM

  Phone

  +448000150980

• Bank Deposits

  For All, Deposit

  Show 1 limitation Hide limitations

  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Debt Collection

• Issues Insurance

  For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

• Consumer Loans

• Loan Servicing

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• David Michael Pearce

  IRN DXP00417

  • [FCA CF] Significant management (28 Jan 2022 to 31 Dec 2025)
• David Michael William Hallisey

  IRN DMH01159

  • CF1 Director (AR) (18 Aug 2006 to 9 Nov 2009)
• David Morgan Sloman

  IRN DXS01054

  • Director of firm who is not a certification employee or a SMF manager (since 23 Sep 2024)
• David Neil Aiston

  IRN DNA01015

  • CF29 Significant management (1 Nov 2007 to 31 Dec 2007)
  • CF18 Significant Mgt (Insurance Underwriting) (2 Feb 2007 to 31 Oct 2007)
• David Priest

  IRN DXP00278

  • [FCA CF] Significant management (12 Apr 2021 to 1 Oct 2022)
• David Robert Fretter

  IRN DRF01047

  • CF29 Significant management (8 Aug 2011 to 31 Dec 2012)
• David Robert Ovenden

  IRN DXO00118

  • [PRA CF] Key function holder (since 25 Jan 2022)
• David Robinson

  IRN DXR57363

  • [FCA CF] Significant management (since 1 Oct 2019)
• David Scott

  IRN DXS57339

  • [PRA CF] Key function holder (since 10 Dec 2018)
• David Scott Daw

  IRN DSD01034

  • CF28 Systems and controls (9 May 2008 to 15 Sep 2010)

• T.P.M. Marketing & Consulting Ltd (no longer appointed)

  FRN 451089 · Appointed 19 Mar 2007 · Until 3 Dec 2008

• PetPlanet.co.uk. Ltd (no longer appointed)

  FRN 464709 · Appointed 2 Mar 2007 · Until 15 Apr 2008

• TCCT Retail Limited (no longer appointed)

  FRN 196614 · Appointed 9 Oct 2006 · Until 6 Dec 2011

• AXA PPP Healthcare Group Limited (no longer appointed)

  FRN 407453 · Appointed 26 Sep 2006 · Until 24 Mar 2022

• John Lewis PLC (no longer appointed)

  FRN 416011 · Appointed 25 Jul 2006 · Until 27 Feb 2015

• Waitrose Limited (no longer appointed)

  FRN 416012 · Appointed 21 Jul 2006 · Until 27 Feb 2015

• Landround Travel Ltd (no longer appointed)

  FRN 453235 · Appointed 12 Jun 2006 · Until 3 Dec 2008

• Thomas Cook UK Ltd (no longer appointed)

  FRN 451959 · Appointed 15 May 2006 · Until 15 Dec 2006

• RSPCA Trading Limited (no longer appointed)

  FRN 403541 · Appointed 8 May 2006 · Until 27 Feb 2015

• The Forum of Private Business Limited by Guarantee (no longer appointed)

  FRN 194188 · Appointed 28 Feb 2006 · Until 31 May 2007

No changes recorded yet.