AXA Insurance UK Plc

• Principal Place of Business

  Axa

  20 Gracechurch Street

  London

  City Of London

  EC3V 0BG

  UNITED KINGDOM

  Phone

  +442079205000

  Web

  https://www.axa.co.uk

• Complaints Contact

  Brooke Lawrance House

  Civic Drive

  Ipswich

  Suffolk

  IP1 2AN

  UNITED KINGDOM

  Phone

  +448000150980

• Bank Deposits

  For All, Deposit

  Show 1 limitation Hide limitations

  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Debt Collection

• Issues Insurance

  For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

• Consumer Loans

• Loan Servicing

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Ian David Lea Richardson

  IRN IDR01017

  • CF1 Director (AR) (24 Mar 2005 to 2 Jan 2007)
  • CF14 Risk Assessment (14 Feb 2005 to 31 May 2005)
  • CF1 Director (2 Aug 2004 to 31 Dec 2007)
• Ian Howard Johnson

  IRN IHJ01005

  • CF1 Director (7 Jun 2007 to 4 Jul 2008)
• Ian Levett

  IRN IXL01056

  • CF1 Director (6 Mar 2002 to 4 Nov 2002)
• Ian McDowell

  IRN IXM00145

  • [FCA CF] Significant management (25 Mar 2021 to 24 Oct 2022)
• Ian Pinnock

  IRN IXP01031

  • CF1 Director (30 Dec 2003 to 26 Jan 2005)
• Ian Robert Harding

  IRN IXH00051

  • [FCA CF] Significant management (15 Jan 2024 to 17 Jan 2025)
• Ian Robinson

  IRN IXR01150

  • CF1 Director (1 Jan 2008 to 16 Jul 2010)
• Jacqueline Ann Cowden

  IRN JXC57321

  • [FCA CF] Significant management (since 1 Oct 2019)
• James Alexander Hardie

  IRN JAH01259

  • CF29 Significant management (1 Nov 2007 to 6 Nov 2008)
  • CF19 Significant Mgt (Financial Resources) (16 Oct 2002 to 31 Oct 2007)
• James Andrew Freeston

  IRN JAF01140

  • CF28 Systems and controls (5 Feb 2008 to 1 Jul 2009)

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No changes recorded yet.