Date authorised
1 April 2013
Companies House
00078950
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Axa
    20 Gracechurch Street
    London
    City Of London
    EC3V 0BG
    UNITED KINGDOM
    Phone
    +442079205000
  • Complaints Contact

    Brooke Lawrance House
    Civic Drive
    Ipswich
    Suffolk
    IP1 2AN
    UNITED KINGDOM
    Phone
    +448000150980

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Debt Collection

  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephen Nicholas Hardy

    IRN SNH01019

    • CF3 Chief Executive (28 Feb 2011 to 7 Jun 2012)
    • CF8 Apportionment and Oversight (28 Feb 2011 to 7 Jun 2012)
    • CF1 Director (3 Sep 2008 to 7 Jun 2012)
  • Steven Alfred Tighe

    IRN SAT01096

    • CF1 Director (AR) (5 Nov 2009 to 29 Nov 2011)
  • Steven Browne

    IRN SXB57330

    • [FCA CF] Significant management (since 1 Oct 2019)
  • Stuart William Jones

    IRN SXJ09227

    • [FCA CF] Significant management (1 May 2020 to 6 Mar 2026)
  • Susan Nicola Teale

    IRN SNT01012

    • [FCA CF] Significant management (8 Jun 2023 to 9 Oct 2023)
  • Suzanne Elizabeth Tiffany

    IRN SXT00083

    • [PRA CF] Key function holder (since 19 Aug 2024)
  • Suzanne Scott

    IRN SXS57398

    • [FCA CF] Manager of certification employee (11 Jul 2022 to 31 Aug 2025)
  • Tara Maria Foley

    IRN TXF80427

    • SMF1 Chief Executive (since 18 Dec 2023)
    • Responsible for Insurance Distribution (since 18 Dec 2023)
    • SMF3 Executive Director (since 4 Nov 2020)
    • SMF23 Chief Underwriting Officer (4 Nov 2020 to 11 Jun 2024)
  • Thierry Coulloux

    IRN TXC01218

    • CF13 Finance (11 May 2004 to 9 Feb 2006)
  • Thierry Jean Philippe Sciard

    IRN TJS00067

    • SIMF10 Chair of the Risk Committee (23 Aug 2017 to 31 Aug 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.