AXA Insurance UK Plc

Date authorised
1 April 2013
Companies House
00078950
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Axa
    20 Gracechurch Street
    London
    City Of London
    EC3V 0BG
    UNITED KINGDOM
    Phone
    +442079205000
    Web
    https://www.axa.co.uk

  • Complaints Contact

    Brooke Lawrance House
    Civic Drive
    Ipswich
    Suffolk
    IP1 2AN
    UNITED KINGDOM
    Phone
    +448000150980

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

  • Debt Collection

  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ian David Lea Richardson

    IRN IDR01017

    • CF1 Director (AR) (24 Mar 2005 to 2 Jan 2007)
    • CF14 Risk Assessment (14 Feb 2005 to 31 May 2005)
    • CF1 Director (2 Aug 2004 to 31 Dec 2007)
  • Ian Howard Johnson

    IRN IHJ01005

    • CF1 Director (7 Jun 2007 to 4 Jul 2008)
  • Ian Levett

    IRN IXL01056

    • CF1 Director (6 Mar 2002 to 4 Nov 2002)
  • Ian McDowell

    IRN IXM00145

    • [FCA CF] Significant management (25 Mar 2021 to 24 Oct 2022)
  • Ian Pinnock

    IRN IXP01031

    • CF1 Director (30 Dec 2003 to 26 Jan 2005)
  • Ian Robert Harding

    IRN IXH00051

    • [FCA CF] Significant management (15 Jan 2024 to 17 Jan 2025)
  • Ian Robinson

    IRN IXR01150

    • CF1 Director (1 Jan 2008 to 16 Jul 2010)
  • Jacqueline Ann Cowden

    IRN JXC57321

    • [FCA CF] Significant management (since 1 Oct 2019)
  • James Alexander Hardie

    IRN JAH01259

    • CF29 Significant management (1 Nov 2007 to 6 Nov 2008)
    • CF19 Significant Mgt (Financial Resources) (16 Oct 2002 to 31 Oct 2007)
  • James Andrew Freeston

    IRN JAF01140

    • CF28 Systems and controls (5 Feb 2008 to 1 Jul 2009)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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