Aviva Wrap UK Limited

• Principal Place of Business

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  http://www.aviva.co.uk

• Complaints Contact

  Aviva

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Authorised to Operate

  For Eligible Counterparty, Professional, Retail (Investment)

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Richard Geoffrey English

  IRN RGE01031

  • SMF5 Head of Internal Audit (since 13 Nov 2023)
• Richard Paul Priestley

  IRN RPP01047

  • SMF7 Group Entity Senior Manager (since 15 May 2023)
• Robert David Lewis

  IRN RXL91270

  • SMF5 Head of Internal Audit (16 Nov 2020 to 3 Mar 2023)
• Robert Gurney Frederick Watts

  IRN RXW00604

  • [FCA CF] Significant management (1 Oct 2024 to 1 Nov 2025)
• Robert Ian Houghton

  IRN RIH01046

  • CF1 Director (25 Jan 2011 to 18 Jun 2012)
• Robert William Brightman

  IRN RXB01031

  • [FCA CF] Significant management (since 1 Mar 2025)
• Robert William Fletcher

  IRN RXF01142

  • Responsible for Insurance Mediation (10 Aug 2006 to 31 Oct 2006)
  • CF1 Director (5 Jan 2006 to 31 Oct 2006)
• Robert William Harrison

  IRN RXH00728

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 May 2024)
• Robin Barker

  IRN RXB02310

  • SMF3 Executive Director (3 Mar 2022 to 1 Aug 2022)
  • Responsible for Insurance Distribution (3 Mar 2022 to 1 Aug 2022)
  • SMF1 Chief Executive (3 Mar 2022 to 1 Aug 2022)
  • [FCA CF] Manager of certification employee (14 Apr 2021 to 2 Mar 2022)
  • [FCA CF] Significant management (14 Apr 2021 to 2 Mar 2022)
  • CF29 Significant management (29 Jul 2014 to 20 Mar 2019)
• Rodney Philip Prezeau

  IRN RPP01054

  • CF1 Director (6 Aug 2015 to 30 Apr 2017)

No changes recorded yet.