Aviva Wrap UK Limited

• Principal Place of Business

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  http://www.aviva.co.uk

• Complaints Contact

  Aviva

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Authorised to Operate

  For Eligible Counterparty, Professional, Retail (Investment)

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Martin Rumsey

  IRN MXR00361

  • [FCA CF] Significant management (23 Jun 2021 to 25 Oct 2021)
• Maryam Sahar Mumtaz

  IRN MXM01026

  • [FCA CF] CASS oversight function (8 Dec 2022 to 6 May 2024)
• Matthew Anderson

  IRN MXA00154

  • [FCA CF] Significant management (since 27 Apr 2021)
  • [FCA CF] Manager of certification employee (7 Jul 2021 to 3 Nov 2025)
• Matthew Jasper Cox

  IRN MJC01683

  • SMF5 Head of Internal Audit (9 Dec 2019 to 15 Nov 2020)
  • CF28 Systems and controls (14 Aug 2018 to 8 Dec 2019)
• Matthew McGill

  IRN MRM01200

  • SMF3 Executive Director (9 Dec 2019 to 8 Jul 2021)
  • CF1 Director (9 Jan 2018 to 8 Dec 2019)
• Matthew Stuart Brown

  IRN MSB01070

  • CF14 Risk Assessment (24 Mar 2005 to 2 Nov 2006)
  • CF1 Director (24 Mar 2005 to 2 Nov 2006)
• Michael Francis Short

  IRN MFS01033

  • CF1 Director (24 Mar 2005 to 7 Nov 2006)
• Michael Hogg

  IRN MXH14683

  • SMF1 Chief Executive (since 19 Aug 2024)
  • Responsible for Insurance Distribution (since 19 Aug 2024)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (19 Jul 2019 to 8 Dec 2019)
• Michael Neil

  IRN MXN00112

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Jun 2022)
• Michael Robert Alan Stokoe

  IRN MXS05053

  • [FCA CF] CASS oversight function (13 May 2024 to 1 Feb 2026)

No changes recorded yet.