Aviva Wrap UK Limited

• Principal Place of Business

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  http://www.aviva.co.uk

• Complaints Contact

  Aviva

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Authorised to Operate

  For Eligible Counterparty, Professional, Retail (Investment)

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Kathryn Cox

  IRN KXC00060

  • [FCA CF] Significant management (27 Mar 2020 to 18 Jun 2021)
• Kathryn Stringer

  IRN KXS00072

  • [FCA CF] Significant management (25 Oct 2021 to 31 Dec 2023)
• Katie Tompkin

  IRN KXT00023

  • [FCA CF] Significant management (9 Dec 2019 to 25 Feb 2020)
• Keith Thomas Jackson

  IRN KTJ01005

  • CF28 Systems and controls (1 Nov 2007 to 4 Dec 2007)
  • CF11 Money Laundering Reporting (7 Aug 2007 to 4 Dec 2007)
  • CF14 Risk Assessment (30 Nov 2006 to 31 Oct 2007)
• Kelly Bradshaw

  IRN KXB00065

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Jun 2022)
• Kevin John Ryan

  IRN KXR00371

  • [FCA CF] Significant management (5 Dec 2024 to 31 Dec 2025)
• Kevin Martin Murray

  IRN KMM01097

  • 16. Safeguarding and administering investments or holding client money
  • [FCA CF] Functions requiring qualifications (since 24 Apr 2023)
  • [FCA CF] CASS oversight function (since 10 Oct 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Feb 2026)
• Kevin Woledge

  IRN KXW00137

  • [FCA CF] Significant management (9 Dec 2019 to 23 Jun 2021)
• Kimberley Clement

  IRN KXD00102

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Apr 2022)
• Kirstine Ann Cooper

  IRN KAC01088

  • [FCA CF] Manager of certification employee (15 Jul 2022 to 31 Dec 2023)

No changes recorded yet.