Date authorised
12 June 2016
Companies House
09766150
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8 Surrey Street
    Norwich
    Norfolk
    NR1 ENG
    UNITED KINGDOM
    Phone
    +4401603622200
  • Complaints Contact

    8 Surrey Street
    Norwich
    Norfolk
    NR1 3NS
    UNITED KINGDOM
    Phone
    +4408000685670

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Euan George Munro

    IRN EGM01007

    • CF1 Director (12 Jun 2016 to 27 Feb 2017)
  • Frances Bruce

    IRN FXB81493

    • SMF3 Executive Director (since 25 Sep 2023)
    • [FCA CF] Significant management (since 15 Feb 2022)
  • Gareth John Hemming

    IRN GJH01209

    • SMF3 Executive Director (23 Dec 2019 to 1 Nov 2022)
    • SMF24 Chief Operations (23 Dec 2019 to 3 Jun 2020)
    • SMF1 Chief Executive (23 Dec 2019 to 18 Aug 2021)
    • Responsible for Insurance Distribution (23 Dec 2019 to 18 Aug 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 23 Dec 2019)
  • George Dodd

    IRN GXD00072

    • [FCA CF] Significant management (1 Feb 2021 to 25 Oct 2021)
  • Georgina Potter

    IRN GXR09379

    • [FCA CF] Significant management (since 6 Sep 2022)
  • Howard Grand

    IRN HXG00178

    • [FCA CF] Significant management (since 1 Oct 2023)
  • Hugh Hessing

    IRN HWH01019

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jan 2020)
  • James Barnard

    IRN JXB11964

    • SMF24 Chief Operations (since 31 Aug 2023)
  • James Christopher Steuart Hillman

    IRN JCH01251

    • [FCA CF] Manager of certification employee (4 Dec 2023 to 21 Jan 2024)
  • James Edward Raven

    IRN JXR00950

    • SMF3 Executive Director (since 6 Aug 2025)
    • SMF2 Chief Finance (since 6 Aug 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.