Aviva Life & Pensions UK Limited

• Principal Place of Business

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Customer Relations

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme

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  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Collection

• Issues Insurance

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Runs Stakeholder Pensions

• Runs Personal Pensions

  For Personal pension scheme

• Loan Servicing

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Emma Elizabeth Douglas

  IRN EED01005

  • [FCA CF] Manager of certification employee (1 Apr 2022 to 31 Jul 2024)
  • SMF18 Other Overall Responsibility (6 Dec 2021 to 31 Mar 2022)
  • [FCA CF] Significant management (25 Oct 2021 to 5 Dec 2021)
• Emma Jane Richiardi

  IRN EJR00010

  • CF21 Investment Adviser (3 Jan 2002 to 3 Jan 2002)
• Emma Smith

  IRN EXS00275

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • [FCA CF] Functions requiring qualifications (since 6 Dec 2022)
• Erica Susan Arnold

  IRN ESA01011

  • SMF7 Group Entity Senior Manager (29 Apr 2020 to 31 Jul 2020)
• Erika Verketyte

  IRN EXV00068

  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Functions requiring qualifications (since 26 Sep 2024)
• Erin Howarth

  IRN EXH00033

  • [FCA CF] Functions requiring qualifications (10 Dec 2018 to 7 Nov 2022)
• Esme Harris

  IRN EXH00034

  • [FCA CF] Functions requiring qualifications (10 Dec 2018 to 4 Mar 2022)
• Euan George Munro

  IRN EGM01007

  • SMF7 Group Entity Senior Manager (13 May 2020 to 15 Oct 2020)
• Euleen Yiu Kiang Goh

  IRN YKG01001

  • CF2 Non Executive Director (14 Jan 2010 to 31 Dec 2012)
• Eve Silver

  IRN EXS00034

  • [FCA CF] Functions requiring qualifications (30 Apr 2020 to 1 Dec 2020)

• Age Concern Basingstoke & Deane (no longer appointed)

  FRN 201811 · Appointed 11 Jan 2000 · Until 14 Jan 2004

• Age Concern Kirklees (no longer appointed)

  FRN 193241 · Appointed 10 Jan 2000 · Until 14 Jan 2004

• Age Concern Gwent Enterprises Limited (no longer appointed)

  FRN 191622 · Appointed 10 Jan 2000 · Until 14 Jan 2004

• Stroud & Swindon Mortgage Company Ltd (no longer appointed)

  FRN 201526 · Appointed 16 Dec 1999 · Until 14 Jan 2004

• Michael Joyce Insurance (no longer appointed)

  FRN 201549 · Appointed 8 Dec 1999 · Until 2 Jun 2003

• Robinson Leslie (Risk Services) Limited (no longer appointed)

  FRN 201573 · Appointed 18 Oct 1999 · Until 14 Jan 2004

• Gordon Young Commerical Insurance (no longer appointed)

  FRN 201476 · Appointed 18 Oct 1999 · Until 16 Jun 2003

• Springfield Insurance Services (no longer appointed)

  FRN 201475 · Appointed 21 Sep 1999 · Until 11 Sep 2002

• Age Concern St Helens (no longer appointed)

  FRN 201359 · Appointed 21 Jun 1999 · Until 14 Jan 2004

• C.P. Bennet Ltd (no longer appointed)

  FRN 201331 · Appointed 14 Jun 1999 · Until 2 Jun 2003

No changes recorded yet.