Aviva Life & Pensions UK Limited

• Principal Place of Business

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Customer Relations

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme

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  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Collection

• Issues Insurance

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Runs Stakeholder Pensions

• Runs Personal Pensions

  For Personal pension scheme

• Loan Servicing

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Danielle Williams

  IRN DXW01688

  • SMF7 Group Entity Senior Manager (since 28 Apr 2020)
• Daren Boys

  IRN DXB00077

  • [FCA CF] Manager of certification employee (since 1 Jan 2024)
  • [FCA CF] Significant management (since 14 Nov 2021)
  • [FCA CF] Significant management (10 Dec 2018 to 1 Jun 2020)
• Darren Callaby

  IRN DXC00710

  • [FCA CF] Functions requiring qualifications (23 Oct 2023 to 26 May 2025)
• Darren Craddock

  IRN DXC00064

  • [FCA CF] Significant management (10 Dec 2018 to 1 Jun 2020)
• Darren Howe

  IRN DXH00108

  • [FCA CF] Manager of certification employee (since 27 Sep 2022)
  • [FCA CF] Significant management (since 27 Sep 2022)
  • [FCA CF] Manager of certification employee (1 Sep 2021 to 16 Feb 2022)
• Darren John Weeks

  IRN DJW00029

  • CF21 Investment Adviser (1 Dec 2001 to 17 May 2002)
• Daryl Anthony Warren

  IRN DXW00803

  • [FCA CF] Significant management (since 1 Jul 2025)
• Daryl John Goddard

  IRN DXG00432

  • [FCA CF] Significant management (28 Jul 2023 to 17 Jan 2024)
• David Anthony Elliot

  IRN DXE00147

  • SMF6 Head of Key Business Areas (since 18 Oct 2022)
  • [FCA CF] Manager of certification employee (1 Jun 2022 to 17 Oct 2022)
• David Anthony Green

  IRN DXG00086

  • [FCA CF] Functions requiring qualifications (10 Dec 2018 to 14 Mar 2019)

• Age Concern Basingstoke & Deane (no longer appointed)

  FRN 201811 · Appointed 11 Jan 2000 · Until 14 Jan 2004

• Age Concern Kirklees (no longer appointed)

  FRN 193241 · Appointed 10 Jan 2000 · Until 14 Jan 2004

• Age Concern Gwent Enterprises Limited (no longer appointed)

  FRN 191622 · Appointed 10 Jan 2000 · Until 14 Jan 2004

• Stroud & Swindon Mortgage Company Ltd (no longer appointed)

  FRN 201526 · Appointed 16 Dec 1999 · Until 14 Jan 2004

• Michael Joyce Insurance (no longer appointed)

  FRN 201549 · Appointed 8 Dec 1999 · Until 2 Jun 2003

• Robinson Leslie (Risk Services) Limited (no longer appointed)

  FRN 201573 · Appointed 18 Oct 1999 · Until 14 Jan 2004

• Gordon Young Commerical Insurance (no longer appointed)

  FRN 201476 · Appointed 18 Oct 1999 · Until 16 Jun 2003

• Springfield Insurance Services (no longer appointed)

  FRN 201475 · Appointed 21 Sep 1999 · Until 11 Sep 2002

• Age Concern St Helens (no longer appointed)

  FRN 201359 · Appointed 21 Jun 1999 · Until 14 Jan 2004

• C.P. Bennet Ltd (no longer appointed)

  FRN 201331 · Appointed 14 Jun 1999 · Until 2 Jun 2003

No changes recorded yet.