Aviva Life & Pensions UK Limited

• Principal Place of Business

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Customer Relations

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Bank Deposits

  For All, Deposit

  Show 1 limitation Hide limitations

  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Collection

• Issues Insurance

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Runs Stakeholder Pensions

• Runs Personal Pensions

  For Personal pension scheme

• Loan Servicing

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Rebecca Jane Illing-Downing

  IRN RXI00066

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • [FCA CF] Functions requiring qualifications (since 2 Nov 2023)
• Rebecca Love

  IRN RXL00065

  • [FCA CF] Functions requiring qualifications (17 Dec 2019 to 13 Mar 2020)
• Rebecca Marie Golding

  IRN RXG00525

  • [FCA CF] Functions requiring qualifications (3 Jun 2024 to 27 Oct 2025)
• Rebecca May Stather

  IRN RXS00280

  • [FCA CF] Significant management (since 1 Apr 2023)
• Rebecca Ryan

  IRN RXR00064

  • [FCA CF] Manager of certification employee (23 Jul 2020 to 3 Jul 2023)
• Riaan De Bruyn

  IRN RXD00358

  • [FCA CF] Manager of certification employee (since 1 Sep 2025)
  • [FCA CF] Significant management (since 1 Sep 2025)
• Richard Andrew Hannis

  IRN RAH00044

  • CF21 Investment Adviser (1 Dec 2001 to 26 Feb 2002)
• Richard Byworth

  IRN RXB00138

  • [FCA CF] Manager of certification employee (10 Dec 2018 to 28 Jun 2021)
• Richard Charles Hill

  IRN RCH01086

  • CF21 Investment Adviser (7 Dec 2001 to 7 Dec 2001)
• Richard Geoffrey English

  IRN RGE01031

  • SMF5 Head of Internal Audit (since 13 Nov 2023)
  • [PRA CF] Key function holder (since 13 Nov 2023)

• Age Concern (Grimsby) (no longer appointed)

  FRN 193618 · Appointed 16 Aug 2000 · Until 14 Jan 2004

• Age Concern Newham Trading Company Limited (no longer appointed)

  FRN 192880 · Appointed 16 Aug 2000 · Until 14 Jan 2004

• Age Concern (Dudley) (no longer appointed)

  FRN 193201 · Appointed 15 Aug 2000 · Until 14 Jan 2004

• Age Concern Ealing Borough (no longer appointed)

  FRN 201812 · Appointed 31 Jul 2000 · Until 14 Jan 2004

• Age Concern Preston & South Ribble (no longer appointed)

  FRN 193200 · Appointed 19 Jul 2000 · Until 14 Jan 2004

• Age Concern Knowsley Ltd (no longer appointed)

  FRN 201810 · Appointed 16 Jul 2000 · Until 14 Jan 2004

• Susan Liburd (no longer appointed)

  FRN 201710 · Appointed 12 Jul 2000 · Until 11 Sep 2002

• Age Concern Financial Partnerships (no longer appointed)

  FRN 193615 · Appointed 3 Jul 2000 · Until 14 Jan 2004

• Age Concern Malling (no longer appointed)

  FRN 195695 · Appointed 23 Jun 2000 · Until 14 Jan 2004

• WEM Insurance Consultants Limited (no longer appointed)

  FRN 146514 · Appointed 23 May 2000 · Until 31 Jul 2002

No changes recorded yet.