Aviva Life & Pensions UK Limited

• Principal Place of Business

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Customer Relations

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme

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  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Collection

• Issues Insurance

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Runs Stakeholder Pensions

• Runs Personal Pensions

  For Personal pension scheme

• Loan Servicing

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Matthew Alan Pearson

  IRN MAP00072

  • CF21 Investment Adviser (1 Dec 2001 to 3 May 2002)
• Matthew Anderson

  IRN MXA00154

  • [FCA CF] Significant management (since 1 Feb 2021)
  • [FCA CF] Manager of certification employee (13 May 2020 to 3 Nov 2025)
• Matthew Anthony Field

  IRN MXF20037

  • [FCA CF] Significant management (10 Dec 2018 to 30 Nov 2020)
• Matthew Anthony Leigh

  IRN MXL00574

  • [FCA CF] Functions requiring qualifications (17 Aug 2023 to 17 Mar 2025)
• Matthew Bell

  IRN MXB00211

  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Manager of certification employee (since 15 Jan 2025)
  • [FCA CF] Functions requiring qualifications (since 10 Dec 2018)
• Matthew Christopher Saker

  IRN MCS01082

  • SMF7 Group Entity Senior Manager (10 Dec 2018 to 14 Jan 2022)
  • SIMF7 Group Entity Senior Insurance Manager Function (1 Jun 2016 to 9 Dec 2018)
• Matthew Gaskin

  IRN MXG00568

  • [FCA CF] Functions requiring qualifications (6 Dec 2022 to 26 May 2025)
• Matthew Iles

  IRN MXI00144

  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Functions requiring qualifications (since 1 Sep 2022)
• Matthew Jasper Cox

  IRN MJC01683

  • SMF5 Head of Internal Audit (10 Dec 2018 to 15 Nov 2020)
  • SIMF5 Head of Internal Audit Function (14 Aug 2018 to 9 Dec 2018)
• Matthew McGill

  IRN MRM01200

  • [FCA CF] Manager of certification employee (since 25 Apr 2025)
  • [FCA CF] Significant management (25 Oct 2021 to 25 Apr 2025)
  • SMF18 Other Overall Responsibility (31 Mar 2021 to 24 Oct 2021)
  • [FCA CF] Manager of certification employee (7 Dec 2020 to 30 Mar 2021)

• Age Concern (Grimsby) (no longer appointed)

  FRN 193618 · Appointed 16 Aug 2000 · Until 14 Jan 2004

• Age Concern Newham Trading Company Limited (no longer appointed)

  FRN 192880 · Appointed 16 Aug 2000 · Until 14 Jan 2004

• Age Concern (Dudley) (no longer appointed)

  FRN 193201 · Appointed 15 Aug 2000 · Until 14 Jan 2004

• Age Concern Ealing Borough (no longer appointed)

  FRN 201812 · Appointed 31 Jul 2000 · Until 14 Jan 2004

• Age Concern Preston & South Ribble (no longer appointed)

  FRN 193200 · Appointed 19 Jul 2000 · Until 14 Jan 2004

• Age Concern Knowsley Ltd (no longer appointed)

  FRN 201810 · Appointed 16 Jul 2000 · Until 14 Jan 2004

• Susan Liburd (no longer appointed)

  FRN 201710 · Appointed 12 Jul 2000 · Until 11 Sep 2002

• Age Concern Financial Partnerships (no longer appointed)

  FRN 193615 · Appointed 3 Jul 2000 · Until 14 Jan 2004

• Age Concern Malling (no longer appointed)

  FRN 195695 · Appointed 23 Jun 2000 · Until 14 Jan 2004

• WEM Insurance Consultants Limited (no longer appointed)

  FRN 146514 · Appointed 23 May 2000 · Until 31 Jul 2002

No changes recorded yet.