Aviva Life & Pensions UK Limited

• Principal Place of Business

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Customer Relations

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme

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  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Collection

• Issues Insurance

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Runs Stakeholder Pensions

• Runs Personal Pensions

  For Personal pension scheme

• Loan Servicing

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• James Emblen

  IRN JXE00030

  • [FCA CF] Functions requiring qualifications (10 Dec 2018 to 15 Nov 2019)
• James Godfrey

  IRN JXG00046

  • [FCA CF] Significant management (10 Dec 2018 to 31 Mar 2020)
• James Hauschild

  IRN JXH00190

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Functions requiring qualifications (since 16 May 2019)
• James Iain Glen

  IRN JIG01008

  • CF10 Compliance Oversight (22 Mar 2006 to 23 Jul 2007)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 23 Jul 2007)
• James Martin Webber

  IRN JMW01085

  • CF28 Systems and controls (6 Aug 2008 to 1 Jan 2010)
• James McConville

  IRN JXM01703

  • SMF9 Chair of the Governing Body (since 16 Dec 2022)
  • Director of firm who is not a certification employee or a SMF manager (1 Dec 2020 to 15 Dec 2022)
• James Michael McDonald

  IRN JMM01177

  • CF22 Investment Adviser (Trainee) (28 Jan 2002 to 28 Jan 2002)
• James Panas

  IRN JXP00129

  • [FCA CF] Functions requiring qualifications (16 Jul 2019 to 2 Oct 2023)
• James Robert Lyon Oram

  IRN JRO01048

  • [FCA CF] Significant management (since 14 Apr 2026)
• James Robert Marlow

  IRN JXM04061

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • [FCA CF] Functions requiring qualifications (since 3 Jun 2024)

• Shields Accident Investigation (no longer appointed)

  FRN 201829 · Appointed 5 Oct 2000 · Until 21 May 2003

• Age Concern Stockport Trading Ltd (no longer appointed)

  FRN 201831 · Appointed 5 Oct 2000 · Until 14 Jan 2004

• Age Concern Solihill (no longer appointed)

  FRN 201841 · Appointed 29 Sep 2000 · Until 14 Jan 2004

• Borderway Insurance Brokers Ltd (no longer appointed)

  FRN 201827 · Appointed 26 Sep 2000 · Until 2 Jun 2003

• Age Concern Plymouth (no longer appointed)

  FRN 195698 · Appointed 19 Sep 2000 · Until 14 Jan 2004

• The Mortgage Place (Troon) (no longer appointed)

  FRN 192973 · Appointed 15 Sep 2000 · Until 21 May 2003

• Simply Mortgages (Scotland) Limited (no longer appointed)

  FRN 192881 · Appointed 31 Aug 2000 · Until 21 May 2003

• Owen Lyons Estate Agents (Chelmsford) (no longer appointed)

  FRN 193616 · Appointed 31 Aug 2000 · Until 14 Jan 2004

• Leeds Financial Services Ltd (no longer appointed)

  FRN 193975 · Appointed 29 Aug 2000 · Until 14 Jan 2004

• Heritage Property Services (no longer appointed)

  FRN 193617 · Appointed 18 Aug 2000 · Until 2 Jun 2003

No changes recorded yet.