Aviva Life & Pensions UK Limited

• Principal Place of Business

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Customer Relations

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Bank Deposits

  For All, Deposit

  Show 1 limitation Hide limitations

  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Collection

• Issues Insurance

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Runs Stakeholder Pensions

• Runs Personal Pensions

  For Personal pension scheme

• Loan Servicing

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• George Dodd

  IRN GXD00072

  • SMF18 Other Overall Responsibility (24 Feb 2022 to 31 Jan 2023)
  • [FCA CF] Significant management (17 Nov 2020 to 23 Feb 2022)
• George Jardine Gooch

  IRN GXG00318

  • [FCA CF] Functions requiring qualifications (7 Nov 2024 to 31 Oct 2025)
• George Malcolm Williamson

  IRN GMW01080

  • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 10 May 2017)
  • CF2 Non Executive Director (29 Apr 2015 to 6 Mar 2016)
• George Stephen Coote

  IRN GSC00019

  • CF21 Investment Adviser (1 Dec 2001 to 11 Apr 2002)
• Georgia Emily Sarah Bell

  IRN GXB00469

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Functions requiring qualifications (since 21 Mar 2023)
• Georgia Upton

  IRN GXU00005

  • [FCA CF] Functions requiring qualifications (10 Dec 2018 to 12 Jul 2021)
• Georgina Burke

  IRN GXB00091

  • [FCA CF] Functions requiring qualifications (15 Jan 2020 to 6 Mar 2020)
• Gerald Kelly

  IRN GGK00002

  • SMF16 Compliance Oversight (10 Dec 2018 to 6 Dec 2019)
  • CF10 Compliance Oversight (20 Dec 2017 to 9 Dec 2018)
• Gil Talbot Baldwin

  IRN GTB01032

  • CF20 Significant Mgt (Settlements) (25 Oct 2006 to 1 Jun 2007)
• Gillian Margaret Vance

  IRN GMV01003

  • CF1 Director (1 Dec 2001 to 1 Jun 2004)

• Shields Accident Investigation (no longer appointed)

  FRN 201829 · Appointed 5 Oct 2000 · Until 21 May 2003

• Age Concern Stockport Trading Ltd (no longer appointed)

  FRN 201831 · Appointed 5 Oct 2000 · Until 14 Jan 2004

• Age Concern Solihill (no longer appointed)

  FRN 201841 · Appointed 29 Sep 2000 · Until 14 Jan 2004

• Borderway Insurance Brokers Ltd (no longer appointed)

  FRN 201827 · Appointed 26 Sep 2000 · Until 2 Jun 2003

• Age Concern Plymouth (no longer appointed)

  FRN 195698 · Appointed 19 Sep 2000 · Until 14 Jan 2004

• The Mortgage Place (Troon) (no longer appointed)

  FRN 192973 · Appointed 15 Sep 2000 · Until 21 May 2003

• Simply Mortgages (Scotland) Limited (no longer appointed)

  FRN 192881 · Appointed 31 Aug 2000 · Until 21 May 2003

• Owen Lyons Estate Agents (Chelmsford) (no longer appointed)

  FRN 193616 · Appointed 31 Aug 2000 · Until 14 Jan 2004

• Leeds Financial Services Ltd (no longer appointed)

  FRN 193975 · Appointed 29 Aug 2000 · Until 14 Jan 2004

• Heritage Property Services (no longer appointed)

  FRN 193617 · Appointed 18 Aug 2000 · Until 2 Jun 2003

No changes recorded yet.