Aviva Life & Pensions UK Limited

• Principal Place of Business

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Customer Relations

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Bank Deposits

  For All, Deposit

  Show 1 limitation Hide limitations

  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Collection

• Issues Insurance

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Runs Stakeholder Pensions

• Runs Personal Pensions

  For Personal pension scheme

• Loan Servicing

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Colin Morven Sharman

  IRN CMS01176

  • CF2 Non Executive Director (29 Jan 2010 to 30 Jun 2012)
• Colin Williams

  IRN CAW01099

  • SMF18 Other Overall Responsibility (8 Sep 2020 to 7 Dec 2020)
  • [FCA CF] Significant management (10 Dec 2018 to 8 Sep 2020)
  • [FCA CF] Manager of certification employee (10 Dec 2018 to 8 Sep 2020)
• Conor Martin O'Neill

  IRN CMO01043

  • CF28 Systems and controls (1 Nov 2007 to 5 Jan 2009)
  • CF15 Internal Audit (19 Oct 2007 to 31 Oct 2007)
• Craig Anthony Colton

  IRN CAC01150

  • CF29 Significant management (4 Sep 2013 to 31 Mar 2014)
• Craig Fazzini-Jones

  IRN RCJ01039

  • SMF7 Group Entity Senior Manager (since 9 Apr 2025)
  • SMF24 Chief Operations (21 Oct 2021 to 19 Jun 2025)
  • CF1 Director (AR) (8 Oct 2021 to 30 Jan 2023)
• Craig James Ross

  IRN CXR00311

  • [FCA CF] Significant management (since 4 Jan 2022)
  • [FCA CF] Manager of certification employee (since 4 Jan 2022)
• Craig James Thornton

  IRN CJT01069

  • CF1 Director (1 Aug 2012 to 8 Mar 2013)
  • CF29 Significant management (1 Nov 2011 to 1 Jun 2012)
  • CF28 Systems and controls (10 Feb 2010 to 1 Nov 2011)
• Craig Nicholas Lunney

  IRN CNL00006

  • CF21 Investment Adviser (1 Dec 2001 to 26 Jul 2002)
• Crawford Davidson

  IRN CXD01268

  • CF29 Significant management (1 Nov 2007 to 7 Jan 2008)
  • CF2 Non Executive Director (1 Jun 2007 to 7 Jan 2008)
  • CF16 Significant Mgt (Desgntd Investment Business) (2 Feb 2007 to 31 Oct 2007)
• Daisy Frances Noble

  IRN DXN00027

  • [FCA CF] Functions requiring qualifications (10 Dec 2018 to 16 Sep 2019)

• Shields Accident Investigation (no longer appointed)

  FRN 201829 · Appointed 5 Oct 2000 · Until 21 May 2003

• Age Concern Stockport Trading Ltd (no longer appointed)

  FRN 201831 · Appointed 5 Oct 2000 · Until 14 Jan 2004

• Age Concern Solihill (no longer appointed)

  FRN 201841 · Appointed 29 Sep 2000 · Until 14 Jan 2004

• Borderway Insurance Brokers Ltd (no longer appointed)

  FRN 201827 · Appointed 26 Sep 2000 · Until 2 Jun 2003

• Age Concern Plymouth (no longer appointed)

  FRN 195698 · Appointed 19 Sep 2000 · Until 14 Jan 2004

• The Mortgage Place (Troon) (no longer appointed)

  FRN 192973 · Appointed 15 Sep 2000 · Until 21 May 2003

• Simply Mortgages (Scotland) Limited (no longer appointed)

  FRN 192881 · Appointed 31 Aug 2000 · Until 21 May 2003

• Owen Lyons Estate Agents (Chelmsford) (no longer appointed)

  FRN 193616 · Appointed 31 Aug 2000 · Until 14 Jan 2004

• Leeds Financial Services Ltd (no longer appointed)

  FRN 193975 · Appointed 29 Aug 2000 · Until 14 Jan 2004

• Heritage Property Services (no longer appointed)

  FRN 193617 · Appointed 18 Aug 2000 · Until 2 Jun 2003

No changes recorded yet.