Aviva Life & Pensions UK Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Wellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4402072832000
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Complaints Contact
AvivaCustomer RelationsWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4403453078550
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For All, Deposit
Show 1 limitation Hide limitations
- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Manages Insurance Policies
For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health
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Stockbroking
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Debt Collection
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Issues Insurance
For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health
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Runs Stakeholder Pensions
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Runs Personal Pensions
For Personal pension scheme
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Loan Servicing
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Holds Your Assets
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Ian Malcolm Rust
IRN IXR00078
- 19. Administrative functions in relation to the operation of stakeholder pension schemes
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- [FCA CF] Functions requiring qualifications (since 12 Dec 2022)
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Ian Stuart Darby
IRN ISD01011
- CF29 Significant management (10 Sep 2012 to 27 Jun 2013)
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Igal Mordeciah Mayer
IRN IMM01071
- CF1 Director (9 Mar 2010 to 19 Apr 2012)
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Imogen Eve Bird
IRN IXB00156
- 19. Administrative functions in relation to the operation of stakeholder pension schemes
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- [FCA CF] Functions requiring qualifications (since 13 Apr 2022)
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Inderjit Dosanjh
IRN IXD00032
- [FCA CF] Functions requiring qualifications (10 Dec 2018 to 27 Jul 2020)
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Isabell Schneider
IRN IXS00032
- [FCA CF] Functions requiring qualifications (20 Nov 2019 to 17 Aug 2020)
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Isabelle Bethany Gallant
IRN IXG00181
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- 19. Administrative functions in relation to the operation of stakeholder pension schemes
- [FCA CF] Functions requiring qualifications (since 2 Feb 2026)
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Jack Adam Coman
IRN JXC00914
- [FCA CF] Functions requiring qualifications (27 Jun 2022 to 14 Aug 2023)
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Jack Jasper Abigail
IRN JXA00076
- [FCA CF] Functions requiring qualifications (25 Jun 2019 to 14 Nov 2019)
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Jack Northwood
IRN JXN00047
- [FCA CF] Significant management (1 Feb 2021 to 1 Jan 2022)
- [FCA CF] Manager of certification employee (10 Dec 2018 to 1 Jan 2022)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Age Concern Peterborough (no longer appointed)
FRN 201844 · Appointed 27 Nov 2000 · Until 14 Jan 2004
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Age Concern Hereford (City & Rural) (no longer appointed)
FRN 201994 · Appointed 25 Nov 2000 · Until 14 Jan 2004
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Whitchurch Insurance Services (no longer appointed)
FRN 201837 · Appointed 17 Nov 2000 · Until 21 May 2003
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Age Concern East Riding of Yorkshire (no longer appointed)
FRN 201847 · Appointed 15 Nov 2000 · Until 14 Jan 2004
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Lynian House Insurance Services (no longer appointed)
FRN 201836 · Appointed 15 Nov 2000 · Until 21 May 2003
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Age Concern Bexley Trading Ltd (no longer appointed)
FRN 201843 · Appointed 14 Nov 2000 · Until 14 Jan 2004
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Coventry Building Society (no longer appointed)
FRN 150892 · Appointed 1 Nov 2000 · Until 9 Aug 2002
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Robert Dean Estate Agents (no longer appointed)
FRN 201828 · Appointed 26 Oct 2000 · Until 14 Jan 2004
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Rutland Insurance Services (no longer appointed)
FRN 201826 · Appointed 19 Oct 2000 · Until 14 Jan 2004
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Age Concern Isle of Wight (no longer appointed)
FRN 201830 · Appointed 16 Oct 2000 · Until 14 Jan 2004
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.