Aviva Life & Pensions UK Limited

• Principal Place of Business

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Customer Relations

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme

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  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Collection

• Issues Insurance

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Runs Stakeholder Pensions

• Runs Personal Pensions

  For Personal pension scheme

• Loan Servicing

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Janine Gooding

  IRN JXG01977

  • CF29 Significant management (1 Aug 2012 to 29 Jul 2013)
• Jasmin Slider

  IRN JXS00343

  • [FCA CF] Significant management (since 20 Feb 2022)
• Jasmine Dinnebier

  IRN JXD00143

  • [FCA CF] Functions requiring qualifications (21 Apr 2020 to 29 Apr 2020)
• Jason Holyhead

  IRN JXH00200

  • [FCA CF] Functions requiring qualifications (31 Aug 2022 to 2 Oct 2023)
• Jason Hughes

  IRN JXH00073

  • [FCA CF] Significant management (10 Dec 2018 to 9 Dec 2019)
• Jason Lee Andrews

  IRN JLA00004

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 2 Apr 2002)
• Jason Michael Windsor

  IRN JMW01117

  • SMF7 Group Entity Senior Manager (24 Sep 2019 to 20 May 2022)
  • SMF2 Chief Finance (10 Dec 2018 to 7 Aug 2019)
  • SIMF2 Chief Finance Function (7 Aug 2016 to 9 Dec 2018)
  • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 11 Jul 2016)
  • CF1 Director (28 Oct 2014 to 6 Mar 2016)
• Jason Oliver Ellis

  IRN JXE00185

  • [FCA CF] Significant management (since 1 Jan 2023)
  • [FCA CF] Significant management (6 Dec 2021 to 20 Jun 2022)
• Jean Sharp

  IRN JXS01631

  • CF1 Director (8 Feb 2010 to 20 Aug 2010)
  • CF13 Finance (1 Dec 2001 to 29 Apr 2003)
• Jean-Paul Grenade

  IRN JXG01858

  • [FCA CF] Significant management (17 Nov 2021 to 31 Mar 2023)

• A.R.P. Financial Services (no longer appointed)

  FRN 207049 · Appointed 6 Aug 2001 · Until 14 Jan 2004

• ESL Goodhearts Ltd (no longer appointed)

  FRN 206289 · Appointed 24 Jul 2001 · Until 14 Jan 2004

• Scottish Power UK Plc (no longer appointed)

  FRN 201929 · Appointed 7 Mar 2001 · Until 30 Jul 2002

• Market Place Mortgages Ltd (no longer appointed)

  FRN 201859 · Appointed 6 Feb 2001 · Until 14 Jan 2004

• E.Recruitments Solutions Plc (no longer appointed)

  FRN 201925 · Appointed 29 Jan 2001 · Until 14 Jan 2004

• Age Concern Doncaster (no longer appointed)

  FRN 201907 · Appointed 18 Jan 2001 · Until 14 Jan 2004

• Age Concern Hillingdon (no longer appointed)

  FRN 201906 · Appointed 15 Jan 2001 · Until 14 Jan 2004

• Spink Insurance Consultant Ltd (no longer appointed)

  FRN 201932 · Appointed 20 Dec 2000 · Until 20 Jun 2003

• Age Concern Waltham Forest (no longer appointed)

  FRN 201908 · Appointed 5 Dec 2000 · Until 14 Jan 2004

• Age Concern Morgannwg (no longer appointed)

  FRN 201995 · Appointed 29 Nov 2000 · Until 14 Jan 2004

No changes recorded yet.