Aviva Life & Pensions UK Limited

• Principal Place of Business

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Customer Relations

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme

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  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Collection

• Issues Insurance

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Runs Stakeholder Pensions

• Runs Personal Pensions

  For Personal pension scheme

• Loan Servicing

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Deborah Wylie

  IRN DXW00112

  • [FCA CF] Manager of certification employee (7 Dec 2020 to 1 Mar 2022)
• Debra Rose Hill

  IRN DRH00027

  • CF21 Investment Adviser (1 Dec 2001 to 13 Dec 2001)
• Diane Fabienne Marie Cote

  IRN DFC01044

  • CF28 Systems and controls (1 Nov 2007 to 10 Dec 2010)
  • CF15 Internal Audit (19 Dec 2006 to 31 Oct 2007)
• Diane Smith

  IRN DXS00143

  • [FCA CF] Functions requiring qualifications (28 Feb 2020 to 5 Oct 2020)
• Didi Parker

  IRN DXP00172

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Jul 2002)
• Dominic Fryer

  IRN DCF01040

  • [FCA CF] Material risk taker (28 Sep 2020 to 30 Nov 2021)
  • [FCA CF] Significant management (28 Sep 2020 to 30 Nov 2021)
• Donato Boccardi

  IRN DXB00305

  • [FCA CF] Significant management (since 1 Sep 2025)
• Donna Fitzgibbons

  IRN DXF00057

  • 17. Administrative functions in relation to managing investments
  • [FCA CF] Functions requiring qualifications (since 14 Dec 2020)
  • [FCA CF] Functions requiring qualifications (10 Dec 2018 to 11 Jun 2019)
• Donna Marshall

  IRN DXM00156

  • [FCA CF] Manager of certification employee (5 Oct 2020 to 18 May 2022)
• Donna Suzanne Jones

  IRN DSJ01012

  • CF22 Investment Adviser (Trainee) (25 Jan 2002 to 12 Jan 2002)

• A.R.P. Financial Services (no longer appointed)

  FRN 207049 · Appointed 6 Aug 2001 · Until 14 Jan 2004

• ESL Goodhearts Ltd (no longer appointed)

  FRN 206289 · Appointed 24 Jul 2001 · Until 14 Jan 2004

• Scottish Power UK Plc (no longer appointed)

  FRN 201929 · Appointed 7 Mar 2001 · Until 30 Jul 2002

• Market Place Mortgages Ltd (no longer appointed)

  FRN 201859 · Appointed 6 Feb 2001 · Until 14 Jan 2004

• E.Recruitments Solutions Plc (no longer appointed)

  FRN 201925 · Appointed 29 Jan 2001 · Until 14 Jan 2004

• Age Concern Doncaster (no longer appointed)

  FRN 201907 · Appointed 18 Jan 2001 · Until 14 Jan 2004

• Age Concern Hillingdon (no longer appointed)

  FRN 201906 · Appointed 15 Jan 2001 · Until 14 Jan 2004

• Spink Insurance Consultant Ltd (no longer appointed)

  FRN 201932 · Appointed 20 Dec 2000 · Until 20 Jun 2003

• Age Concern Waltham Forest (no longer appointed)

  FRN 201908 · Appointed 5 Dec 2000 · Until 14 Jan 2004

• Age Concern Morgannwg (no longer appointed)

  FRN 201995 · Appointed 29 Nov 2000 · Until 14 Jan 2004

No changes recorded yet.