Aviva Life & Pensions UK Limited

• Principal Place of Business

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Customer Relations

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme

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  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Collection

• Issues Insurance

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Runs Stakeholder Pensions

• Runs Personal Pensions

  For Personal pension scheme

• Loan Servicing

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Roy Greenhow

  IRN RXG00065

  • [FCA CF] Functions requiring qualifications (27 Jun 2019 to 1 Apr 2020)
• Russell Martin

  IRN RXM01454

  • CF1 Director (1 Apr 2006 to 25 May 2006)
• Russell Welsh

  IRN RXW00172

  • [FCA CF] Material risk taker (5 Oct 2020 to 31 Oct 2022)
  • [FCA CF] Significant management (5 Oct 2020 to 31 Oct 2022)
• Russell Wilkinson

  IRN RXW01252

  • CF14 Risk Assessment (1 Dec 2001 to 23 May 2002)
• Ryan Mcmorrow

  IRN RXM00156

  • [FCA CF] Functions requiring qualifications (25 Feb 2020 to 30 Aug 2021)
• Saffron Lovell

  IRN SXF01261

  • [FCA CF] Significant management (since 1 Mar 2025)
• Sally Angela Helen Williams

  IRN SXW01426

  • CF10 Compliance Oversight (18 Aug 2005 to 31 Dec 2005)
• Sally Christabel Shire

  IRN SCS01036

  • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 1 Sep 2005)
• Samantha Jane Mirehouse

  IRN SJM01338

  • [FCA CF] Significant management (since 2 Oct 2023)
• Samantha Lorraine Stevenson

  IRN SXS05263

  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Functions requiring qualifications (since 8 Apr 2024)

• Age Concern Funeral Services Limited (no longer appointed)

  FRN 216869 · Appointed 26 Jul 2002 · Until 14 Jan 2004

• Age Concern Cornwall Trading Ltd (no longer appointed)

  FRN 216785 · Appointed 24 Jul 2002 · Until 14 Jan 2004

• Age Concern Lindsey (no longer appointed)

  FRN 216786 · Appointed 24 Jul 2002 · Until 14 Jan 2004

• Age Concern Exeter (no longer appointed)

  FRN 214326 · Appointed 2 Jul 2002 · Until 14 Jan 2004

• Premier Commercial Ltd (no longer appointed)

  FRN 212777 · Appointed 31 May 2002 · Until 21 May 2003

• Lifecycle Marketing (Mother & Baby) Ltd (no longer appointed)

  FRN 210848 · Appointed 5 Apr 2002 · Until 6 Jan 2004

• Age Concern Hyndburn (no longer appointed)

  FRN 207113 · Appointed 29 Oct 2001 · Until 14 Jan 2004

• Age Concern (Crawley) (no longer appointed)

  FRN 197156 · Appointed 25 Oct 2001 · Until 14 Jan 2004

• Nottingham Property Services Ltd (no longer appointed)

  FRN 207103 · Appointed 17 Oct 2001 · Until 14 Jan 2005

• AMS-Affinity Membership Services Limited (no longer appointed)

  FRN 207050 · Appointed 6 Aug 2001 · Until 14 Jan 2004

No changes recorded yet.