Aviva Life & Pensions UK Limited

• Principal Place of Business

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Customer Relations

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme

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  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Collection

• Issues Insurance

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Runs Stakeholder Pensions

• Runs Personal Pensions

  For Personal pension scheme

• Loan Servicing

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Luke Crichton Restarick Beeson

  IRN LXB00570

  • [FCA CF] Significant management (15 May 2023 to 7 May 2024)
• Lydia Jean Whalley

  IRN LXW00489

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • [FCA CF] Functions requiring qualifications (since 25 Jul 2025)
• Lynette Briggs

  IRN LXB00064

  • [FCA CF] Functions requiring qualifications (10 Dec 2018 to 12 Dec 2022)
• Lynn Elizabeth Morrison Madders

  IRN LXM00402

  • [FCA CF] Manager of certification employee (28 Feb 2022 to 3 Jul 2023)
• Lynsey Keeling

  IRN LXK00055

  • [FCA CF] Manager of certification employee (since 16 Feb 2022)
• Madeleine Nolan

  IRN MXN00063

  • SMF18 Other Overall Responsibility (20 Feb 2024 to 31 Mar 2026)
  • [FCA CF] Significant management (6 Jul 2020 to 19 Feb 2024)
• Madeline Gee

  IRN MXG00095

  • [FCA CF] Functions requiring qualifications (31 Jan 2022 to 13 May 2022)
• Madoc Daniel Tipple

  IRN MXT00325

  • [FCA CF] Significant management (16 Feb 2022 to 1 Jun 2023)
• Maiyuresh Rajahmaheswaran

  IRN MXR01369

  • [FCA CF] Manager of certification employee (since 1 Jul 2024)
  • [FCA CF] Significant management (since 25 Oct 2021)
• Malcolm Goodwin

  IRN MXG00098

  • [FCA CF] Significant management (5 Oct 2020 to 31 Aug 2021)

• Age Concern Stourbridge Ltd (no longer appointed)

  FRN 222418 · Appointed 30 Jan 2003 · Until 14 Jan 2004

• Age Concern Eden (no longer appointed)

  FRN 219943 · Appointed 23 Oct 2002 · Until 14 Jan 2004

• Age Concern Enfield (no longer appointed)

  FRN 218480 · Appointed 4 Sep 2002 · Until 14 Jan 2004

• Age Concern Bridport (no longer appointed)

  FRN 218481 · Appointed 4 Sep 2002 · Until 14 Jan 2004

• Age Concern Salford (no longer appointed)

  FRN 218349 · Appointed 29 Aug 2002 · Until 14 Jan 2004

• Age Concern Scarborough & District (no longer appointed)

  FRN 218092 · Appointed 27 Aug 2002 · Until 14 Jan 2004

• Age Concern Hastings (no longer appointed)

  FRN 415197 · Appointed 16 Aug 2002 · Until 14 Jan 2004

• Age Concern Manchester (no longer appointed)

  FRN 217502 · Appointed 8 Aug 2002 · Until 14 Jan 2004

• Age Concern Boston & South Holland (no longer appointed)

  FRN 217501 · Appointed 8 Aug 2002 · Until 14 Jan 2004

• Age Concern Rotherham Ltd (no longer appointed)

  FRN 217500 · Appointed 8 Aug 2002 · Until 14 Jan 2004

No changes recorded yet.