Aviva Life & Pensions UK Limited

• Principal Place of Business

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Customer Relations

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme

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  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Collection

• Issues Insurance

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Runs Stakeholder Pensions

• Runs Personal Pensions

  For Personal pension scheme

• Loan Servicing

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Janine Gooding

  IRN JXG01977

  • CF29 Significant management (1 Aug 2012 to 29 Jul 2013)
• Jasmin Slider

  IRN JXS00343

  • [FCA CF] Significant management (since 20 Feb 2022)
• Jasmine Dinnebier

  IRN JXD00143

  • [FCA CF] Functions requiring qualifications (21 Apr 2020 to 29 Apr 2020)
• Jason Holyhead

  IRN JXH00200

  • [FCA CF] Functions requiring qualifications (31 Aug 2022 to 2 Oct 2023)
• Jason Hughes

  IRN JXH00073

  • [FCA CF] Significant management (10 Dec 2018 to 9 Dec 2019)
• Jason Lee Andrews

  IRN JLA00004

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 2 Apr 2002)
• Jason Michael Windsor

  IRN JMW01117

  • SMF7 Group Entity Senior Manager (24 Sep 2019 to 20 May 2022)
  • SMF2 Chief Finance (10 Dec 2018 to 7 Aug 2019)
  • SIMF2 Chief Finance Function (7 Aug 2016 to 9 Dec 2018)
  • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 11 Jul 2016)
  • CF1 Director (28 Oct 2014 to 6 Mar 2016)
• Jason Oliver Ellis

  IRN JXE00185

  • [FCA CF] Significant management (since 1 Jan 2023)
  • [FCA CF] Significant management (6 Dec 2021 to 20 Jun 2022)
• Jean Sharp

  IRN JXS01631

  • CF1 Director (8 Feb 2010 to 20 Aug 2010)
  • CF13 Finance (1 Dec 2001 to 29 Apr 2003)
• Jean-Paul Grenade

  IRN JXG01858

  • [FCA CF] Significant management (17 Nov 2021 to 31 Mar 2023)

• Age Concern Stourbridge Ltd (no longer appointed)

  FRN 222418 · Appointed 30 Jan 2003 · Until 14 Jan 2004

• Age Concern Eden (no longer appointed)

  FRN 219943 · Appointed 23 Oct 2002 · Until 14 Jan 2004

• Age Concern Enfield (no longer appointed)

  FRN 218480 · Appointed 4 Sep 2002 · Until 14 Jan 2004

• Age Concern Bridport (no longer appointed)

  FRN 218481 · Appointed 4 Sep 2002 · Until 14 Jan 2004

• Age Concern Salford (no longer appointed)

  FRN 218349 · Appointed 29 Aug 2002 · Until 14 Jan 2004

• Age Concern Scarborough & District (no longer appointed)

  FRN 218092 · Appointed 27 Aug 2002 · Until 14 Jan 2004

• Age Concern Hastings (no longer appointed)

  FRN 415197 · Appointed 16 Aug 2002 · Until 14 Jan 2004

• Age Concern Manchester (no longer appointed)

  FRN 217502 · Appointed 8 Aug 2002 · Until 14 Jan 2004

• Age Concern Boston & South Holland (no longer appointed)

  FRN 217501 · Appointed 8 Aug 2002 · Until 14 Jan 2004

• Age Concern Rotherham Ltd (no longer appointed)

  FRN 217500 · Appointed 8 Aug 2002 · Until 14 Jan 2004

No changes recorded yet.