Aviva Life & Pensions UK Limited

• Principal Place of Business

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Customer Relations

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme

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  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Collection

• Issues Insurance

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Runs Stakeholder Pensions

• Runs Personal Pensions

  For Personal pension scheme

• Loan Servicing

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Rebecca Jane Illing-Downing

  IRN RXI00066

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • [FCA CF] Functions requiring qualifications (since 2 Nov 2023)
• Rebecca Love

  IRN RXL00065

  • [FCA CF] Functions requiring qualifications (17 Dec 2019 to 13 Mar 2020)
• Rebecca Marie Golding

  IRN RXG00525

  • [FCA CF] Functions requiring qualifications (3 Jun 2024 to 27 Oct 2025)
• Rebecca May Stather

  IRN RXS00280

  • [FCA CF] Significant management (since 1 Apr 2023)
• Rebecca Ryan

  IRN RXR00064

  • [FCA CF] Manager of certification employee (23 Jul 2020 to 3 Jul 2023)
• Riaan De Bruyn

  IRN RXD00358

  • [FCA CF] Manager of certification employee (since 1 Sep 2025)
  • [FCA CF] Significant management (since 1 Sep 2025)
• Richard Andrew Hannis

  IRN RAH00044

  • CF21 Investment Adviser (1 Dec 2001 to 26 Feb 2002)
• Richard Byworth

  IRN RXB00138

  • [FCA CF] Manager of certification employee (10 Dec 2018 to 28 Jun 2021)
• Richard Charles Hill

  IRN RCH01086

  • CF21 Investment Adviser (7 Dec 2001 to 7 Dec 2001)
• Richard Geoffrey English

  IRN RGE01031

  • SMF5 Head of Internal Audit (since 13 Nov 2023)
  • [PRA CF] Key function holder (since 13 Nov 2023)

• Caesar Properties Limited (no longer appointed)

  FRN 184691 · Appointed 16 Jan 1997 · Until 11 Sep 2002

• Castle Insurance Services (no longer appointed)

  FRN 185791 · Appointed 1 Jan 1997 · Until 11 Sep 2002

• Wilson Estate and Property Mangement Agents (no longer appointed)

  FRN 186533 · Appointed 1 Jan 1997 · Until 14 Jan 2004

• Carters Independent Estate Agents (no longer appointed)

  FRN 183423 · Appointed 15 Dec 1996 · Until 14 Jan 2004

• Dugan & Graham (no longer appointed)

  FRN 201278 · Appointed 2 Dec 1996 · Until 14 Jan 2004

• Carrington Estate Agents (no longer appointed)

  FRN 201088 · Appointed 1 Sep 1996 · Until 2 Jun 2003

• Overseas Services Ltd (no longer appointed)

  FRN 201277 · Appointed 13 May 1996 · Until 21 May 2003

• Burns Residential Limited (no longer appointed)

  FRN 184515 · Appointed 12 Apr 1996 · Until 14 Jan 2004

• Taytax Accounting Services (no longer appointed)

  FRN 201137 · Appointed 6 Apr 1996 · Until 14 Jan 2004

• Age Concern Enterprises Limited (no longer appointed)

  FRN 185238 · Appointed 7 Feb 1996 · Until 14 Jan 2004

No changes recorded yet.