Aviva Life & Pensions UK Limited

• Principal Place of Business

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Customer Relations

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme

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  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Collection

• Issues Insurance

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Runs Stakeholder Pensions

• Runs Personal Pensions

  For Personal pension scheme

• Loan Servicing

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Rodrigo Rodrigues Monteiro

  IRN RXM01239

  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Functions requiring qualifications (since 27 Oct 2025)
• Roger Charles Dix

  IRN RCD01059

  • CF28 Systems and controls (7 Feb 2011 to 1 Jun 2012)
• Roisin Alisha Henry

  IRN RXH00683

  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Functions requiring qualifications (since 1 Oct 2023)
• Ronald Jude Winter

  IRN RJW00040

  • CF22 Investment Adviser (Trainee) (3 Dec 2001 to 17 Aug 2002)
• Rory Duncan

  IRN RXD00045

  • [FCA CF] Functions requiring qualifications (10 Dec 2018 to 4 Dec 2020)
• Rosanna Eagle

  IRN RXE00019

  • [FCA CF] Functions requiring qualifications (25 Feb 2020 to 13 Nov 2020)
• Rosemary Harris

  IRN RXH00169

  • SIMF4 Chief Risk Function (7 Mar 2016 to 30 Jun 2017)
  • CF28 Systems and controls (13 Jul 2015 to 6 Mar 2016)
• Roshni Ghose

  IRN RXG00616

  • [FCA CF] Significant management (since 1 Nov 2025)
• Rosy Anand

  IRN RXA00072

  • [FCA CF] Significant management (8 Sep 2020 to 14 Dec 2020)
• Roxanna Kiarass-Shirazi

  IRN RXK00063

  • [FCA CF] Functions requiring qualifications (10 Dec 2018 to 24 Mar 2023)

• Age Concern Liverpool (Services) Ltd (no longer appointed)

  FRN 201332 · Appointed 4 Jun 1999 · Until 14 Jan 2004

• Tartan Insurance Services (no longer appointed)

  FRN 189427 · Appointed 1 Jun 1999 · Until 14 Jan 2004

• E.L.M. Essentials (no longer appointed)

  FRN 201312 · Appointed 26 May 1999 · Until 14 Jan 2004

• AWR Insurance Services Ltd (no longer appointed)

  FRN 116495 · Appointed 24 May 1999 · Until 14 Jan 2004

• Age Concern Wigan Borough Eenterprises (no longer appointed)

  FRN 201355 · Appointed 29 Apr 1999 · Until 14 Jan 2004

• Eyre Insurance Services (no longer appointed)

  FRN 119135 · Appointed 25 Apr 1999 · Until 2 Jun 2003

• Age Concern Croydon (no longer appointed)

  FRN 201350 · Appointed 23 Apr 1999 · Until 14 Jan 2004

• Age Concern Newcastle (Services) Limited (no longer appointed)

  FRN 201365 · Appointed 22 Mar 1999 · Until 14 Jan 2004

• Age Concern Glasgow (O.P.W.I.S.) (no longer appointed)

  FRN 201353 · Appointed 15 Mar 1999 · Until 14 Jan 2004

• Age Concern Leeds (Trading) Limited (no longer appointed)

  FRN 201366 · Appointed 8 Mar 1999 · Until 14 Jan 2004

No changes recorded yet.