Aviva Investors UK Fund Services Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Arranges Investments

For Commercial, Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Insurance mediation limited to contracts of general insurance for the purposes of, or in connection with, managing an AIF.
Stockbroking

For Commercial, Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Insurance mediation limited to contracts of general insurance for the purposes of, or in connection with, managing an AIF.
Investment Setup

For Commercial, Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Insurance mediation limited to contracts of general insurance for the purposes of, or in connection with, managing an AIF.
Retail Investment Funds
Specialist Investment Funds
Private Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Harvinder Singh Dosanjh
IRN HSD00002
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Dec 2003)
Heather Anne Jackson
IRN HXJ00010
- [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2024)
Helen Bee
IRN HXB00036
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 Feb 2003)
Helen Jacqueline Booth
IRN HJB00007
- CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)
Howard Joseph Moores
IRN HXM00023
- CF21 Investment Adviser (1 Dec 2001 to 2 May 2002)
Iain Keith Buckle
IRN IKB01019
- SMF1 Chief Executive (8 Sep 2021 to 8 May 2022)
- SMF3 Executive Director (9 Dec 2019 to 13 May 2022)
- CF1 Director (4 Jun 2014 to 8 Dec 2019)
Iain Pearce
IRN IXP15104
- SMF7 Group Entity Senior Manager (since 1 Apr 2024)
Ian Barlow
IRN IXB00059
- CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)
Ian Cunningham
IRN IXC00026
- CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)
Ian Neil Hopkins
IRN INH00001
- CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)

Smaller firms operating under this firm's FCA authorisation.

Duffy & Company (no longer appointed)
FRN 175775 · Appointed 23 Mar 1973 · Until 11 Sep 2002
Sharrock Financial Services Limited (no longer appointed)
FRN 176769 · Appointed 27 Jan 1973 · Until 21 May 2003
A Dervish and Company (no longer appointed)
FRN 156053 · Appointed 6 Apr 1972 · Until 14 Jan 2004
Allied Wessex Insurance Consultants (no longer appointed)
FRN 201219 · Appointed 1 Jan 1972 · Until 2 Jun 2003
Andrew Grant Estate Agents (no longer appointed)
FRN 181535 · Appointed 1 Apr 1971 · Until 11 Sep 2002
Universal Building Society (no longer appointed)
FRN 155881 · Appointed 1 Jan 1963 · Until 11 Sep 2002
Sarum Insurance Limited (no longer appointed)
FRN 186478 · Appointed 11 Apr 1962 · Until 21 May 2003
Gainsborough Building Society (no longer appointed)
FRN 200784 · Appointed 1 Jan 1961 · Until 11 Sep 2002
Thomas V Shaw & Co Ltd (no longer appointed)
FRN 126274 · Appointed 21 Aug 1956 · Until 11 Sep 2002
Tesco Stores Limited (no longer appointed)
FRN 201282 · Appointed 9 May 1953 · Until 14 Jan 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.