Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 24 Nov 2025)
    • [FCA CF] Client dealing (since 24 Nov 2025)
  • Ampris Limited (no longer approved here)

    FRN 610031

    • Employed By (20 Jan 2020 to 31 Mar 2024)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Aug 2008 to 30 Sep 2011)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (1 Nov 2007 to 19 Nov 2007)
    • CF21 Investment Adviser (6 Oct 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 Oct 2005 to 6 Oct 2005)
  • Aviva Investors UK Fund Services Limited (no longer approved here)

    FRN 119310

    • CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.