Aviva Investors UK Fund Services Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Arranges Investments

For Commercial, Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Insurance mediation limited to contracts of general insurance for the purposes of, or in connection with, managing an AIF.
Stockbroking

For Commercial, Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Insurance mediation limited to contracts of general insurance for the purposes of, or in connection with, managing an AIF.
Investment Setup

For Commercial, Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Insurance mediation limited to contracts of general insurance for the purposes of, or in connection with, managing an AIF.
Retail Investment Funds
Specialist Investment Funds
Private Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Jean Sharp
IRN JXS01631
- CF13 Finance (1 Dec 2001 to 29 Apr 2003)
Jeffrey Gwyn Thomas
IRN JGT00012
- CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)
Jeffrey Lawrence Cotton
IRN JXC08635
- SMF4 Chief Risk (since 6 May 2025)
Jeffrey Michael Weingarten
IRN JMW01156
- Director of firm who is not a certification employee or a SMF manager (16 Dec 2023 to 6 Mar 2024)
- SMF12 Chair of the Remuneration Committee (19 Mar 2020 to 15 Dec 2023)
Jennifer King Bunting
IRN JKB00032
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Dec 2003)
Jennifer Patricia Hill
IRN JPH00064
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Dec 2003)
Jennifer Peaty
IRN JXT00060
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Dec 2003)
Jenny Anne Hayman
IRN JAH00108
- CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)
Jeremy Hart Leadsom
IRN JHL01073
- CF1 Director (28 Mar 2017 to 27 Sep 2019)
Jeremy Keith Soutter
IRN JKS01027
- CF1 Director (1 Dec 2001 to 27 Feb 2002)

Smaller firms operating under this firm's FCA authorisation.

AP Sales (no longer appointed)
FRN 163801 · Appointed 1 Dec 1984 · Until 11 Sep 2002
Mackay Property Services (no longer appointed)
FRN 200841 · Appointed 1 Sep 1984 · Until 11 Sep 2002
East Hertfordshire Insurance (no longer appointed)
FRN 119060 · Appointed 1 Oct 1983 · Until 14 Jan 2004
Park Insurance Services (no longer appointed)
FRN 155255 · Appointed 1 Jul 1983 · Until 21 May 2003
R Reid & Company (no longer appointed)
FRN 187908 · Appointed 1 Jun 1981 · Until 11 Sep 2002
Nelson Jordan & Co Airdrie Ltd (no longer appointed)
FRN 201233 · Appointed 1 Nov 1980 · Until 14 Jan 2004
FW Forman and Son (no longer appointed)
FRN 156046 · Appointed 5 Apr 1978 · Until 11 Sep 2002
David W Pearse and Co (no longer appointed)
FRN 162273 · Appointed 1 Aug 1976 · Until 3 Mar 2003
Kansangra and Company (no longer appointed)
FRN 178604 · Appointed 1 Oct 1975 · Until 21 May 2003
Hicks Estate Agents (no longer appointed)
FRN 201089 · Appointed 3 Sep 1973 · Until 20 Jun 2003

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.