Aviva Investors UK Fund Services Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Arranges Investments

For Commercial, Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Insurance mediation limited to contracts of general insurance for the purposes of, or in connection with, managing an AIF.
Stockbroking

For Commercial, Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Insurance mediation limited to contracts of general insurance for the purposes of, or in connection with, managing an AIF.
Investment Setup

For Commercial, Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Insurance mediation limited to contracts of general insurance for the purposes of, or in connection with, managing an AIF.
Retail Investment Funds
Specialist Investment Funds
Private Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Patrick Joseph Robert Snowball
IRN PJS01175
- CF8 Apportionment and Oversight (10 Feb 2006 to 24 Apr 2006)
Patrick Neville
IRN PXN01195
- CF1 Director (16 Apr 2014 to 30 Jun 2015)
- CF29 Significant management (19 Jan 2009 to 28 Jul 2011)
Paul Andrew Paradiuk
IRN PAP00016
- CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)
Paul Anthony Cavanagh
IRN PAC00048
- CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)
Paul David Shaw
IRN PXS00840
- [FCA CF] Significant management (since 7 Oct 2024)
Paul Edward Burton
IRN PEB00042
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Dec 2003)
Paul Edward Friedrich
IRN PEF00004
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Dec 2003)
Paul Eric Musgrove
IRN PEM00013
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Dec 2003)
Paul Gerald Goodwin
IRN PGG00009
- CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)
Paul James Glover
IRN PXG00101
- CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)

Smaller firms operating under this firm's FCA authorisation.

K Downward & Company (no longer appointed)
FRN 178586 · Appointed 14 Mar 1992 · Until 11 Sep 2002
Mortgage Matters (no longer appointed)
FRN 201087 · Appointed 1 Feb 1992 · Until 11 Sep 2002
Norwich and Peterborough LBS Ltd (no longer appointed)
FRN 187642 · Appointed 12 Dec 1991 · Until 1 Dec 2001
Hill House Hammond Ltd (no longer appointed)
FRN 158110 · Appointed 31 Oct 1991 · Until 14 Jan 2004
Dale Eddison & Richard Driver (no longer appointed)
FRN 187909 · Appointed 31 Oct 1991 · Until 2 Jun 2003
Andrews Estate Agents Ltd (no longer appointed)
FRN 156315 · Appointed 1 Jul 1991 · Until 14 Jan 2004
Kendell Financial Services (no longer appointed)
FRN 149076 · Appointed 1 Jun 1991 · Until 14 Jan 2004
Invernairn Insurance Services (no longer appointed)
FRN 200799 · Appointed 1 Feb 1991 · Until 14 Jan 2003
Regent Estates Property Limited (no longer appointed)
FRN 191936 · Appointed 1 Jan 1991 · Until 2 Jun 2003
Lampons Financial and Lampons Residential Ltd (no longer appointed)
FRN 161353 · Appointed 26 Oct 1990 · Until 14 Jan 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.